Skip Navigation Links

Details

KATHLEEN B LYNCH NFA ID: 0472856

Current Status
UBS FINANCIAL SERVICES INC 
• PRINCIPAL APPROVED 
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
 
History
 Status Effective Date
UBS FINANCIAL SERVICES INC 
• PRINCIPAL APPROVED 02/28/2014 
• PRINCIPAL PENDING 02/11/2014 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.