Skip Navigation Links

Details

PHILIP ROSS LOMBARDO NFA ID: 0423363

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
 
History
 Status Effective Date
WELLS FARGO ADVISORS FINANCIAL NETWORK LLC 
• PRINCIPAL WITHDRAWN 07/31/2013 
• PRINCIPAL APPROVED 10/24/2011 
WELLS FARGO ADVISORS LLC 
• PRINCIPAL WITHDRAWN 07/31/2013 
• PRINCIPAL APPROVED 07/29/2010 
• PRINCIPAL PENDING 07/15/2010 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.