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CITIGROUP GLOBAL MARKETS HOLDINGS INC NFA ID: 0284304

Current Status
CITIGROUP ENERGY INC 
• PRINCIPAL APPROVED 
CITIGROUP GLOBAL MARKETS INC 
• PRINCIPAL APPROVED 
Regulatory Actions
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NFA Arbitration Decisions
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Formerly Known As
• SALOMON SMITH BARNEY HOLDINGS INC
 
History
 Status Effective Date
CERES MANAGED FUTURES LLC 
• PRINCIPAL WITHDRAWN 08/01/2009 
• PRINCIPAL APPROVED 10/01/1999 
• PRINCIPAL PENDING 12/17/1997 
• PRINCIPAL WITHDRAWN 11/28/1997 
• PRINCIPAL APPROVED 08/05/1993 
• PRINCIPAL PENDING 07/29/1993 
CITIGROUP ENERGY INC 
• PRINCIPAL APPROVED 12/26/2012 
CITIGROUP GLOBAL MARKETS INC 
• PRINCIPAL APPROVED 03/04/1998 
• PRINCIPAL PENDING 12/17/1997 
• PRINCIPAL WITHDRAWN 11/28/1997 
• PRINCIPAL APPROVED 08/05/1993 
• PRINCIPAL PENDING 07/29/1993 
SALOMON BROS ASSET MGMT ASIA PACIFIC LTD 
• PRINCIPAL ENDED WITH SALOMON BROTHERS HOLDING CO INC10/23/2001 
• PRINCIPAL COMPLETE WITH SALOMON BROTHERS HOLDING CO INC02/13/1998 
• PRINCIPAL ADDED WITH SALOMON BROTHERS HOLDING CO INC02/05/1998 
SALOMON BROTHERS ASSET MANAGEMENT INC 
• PRINCIPAL WITHDRAWN 10/24/2003 
• PRINCIPAL ENDED WITH SALOMON BROTHERS HOLDING CO INC10/23/2001 
• PRINCIPAL APPROVED 02/13/1998 
• PRINCIPAL COMPLETE WITH SALOMON BROTHERS HOLDING CO INC02/13/1998 
• PRINCIPAL PENDING 02/09/1998 
• PRINCIPAL ADDED WITH SALOMON BROTHERS HOLDING CO INC02/05/1998 
SALOMON BROTHERS INC 
• PRINCIPAL WITHDRAWN 02/13/1999 
• PRINCIPAL APPROVED 07/07/1998 
TRAVELERS INVESTMENT MANAGEMENT CO THE 
• PRINCIPAL WITHDRAWN 07/05/2006 
• PRINCIPAL APPROVED 04/04/1995 
• PRINCIPAL PENDING 02/14/1995 
 
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