| NFA MEMBER WITHDRAWN | 11/08/2007 |
| COMMODITY POOL OPERATOR WITHDRAWN | 11/08/2007 |
| NOTICE BROKER DEALER WITHDRAWN | 10/07/2007 |
| FUTURES COMMISSION MERCHANT WITHDRAWN | 10/07/2007 |
| COMMODITY POOL OPERATOR REGISTERED | 05/31/2007 |
| COMMODITY POOL OPERATOR PENDING | 05/23/2007 |
| NOTICE BROKER DEALER REGISTERED | 10/15/2002 |
| FUTURES COMMISSION MERCHANT REGISTERED | 09/07/1993 |
| INTRODUCING BROKER WITHDRAWN | 09/07/1993 |
| FUTURES COMMISSION MERCHANT PENDING | 08/04/1993 |
| INTRODUCING BROKER REGISTERED | 04/13/1989 |
| NFA MEMBER APPROVED | 02/06/1989 |
| INTRODUCING BROKER PENDING | 02/06/1989 |
| INTRODUCING BROKER TEMPORARY LICENSE | 02/06/1989 |
| NFA MEMBER PENDING | 02/06/1989 |