Skip Navigation Links

Details

LAKE SHORE ASSET MANAGEMENT LIMITED NFA ID: 0372911

Current Status
• NFA MEMBER PERMANENT BAR 
Exemptions and No Actions
Click the link below to view exemptions and no actions for this firm.
View Exemptions and No Actions
Regulatory Actions
 AgencyNumber
NFA2
CFTC1
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
Formerly Known As
No other names
 
Business Address
MILNER HOUSE
18 PARLIAMENT STREET
P.O. BOX 1561
HAMILTON,
BERMUDA
44-207-993-2935 EXT 200
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• NFA MEMBER PERMANENT BAR05/29/2009 
 
• NFA MEMBER WITHDRAWN05/21/2009 
• COMMODITY TRADING ADVISOR WITHDRAWN05/21/2009 
• COMMODITY POOL OPERATOR WITHDRAWN05/21/2009 
• NFA MEMBER SUSPENDED08/03/2007 
• NFA MEMBER APPROVED01/17/2007 
• COMMODITY TRADING ADVISOR REGISTERED01/17/2007 
• COMMODITY POOL OPERATOR REGISTERED01/17/2007 
• NFA MEMBER PENDING10/24/2006 
• COMMODITY TRADING ADVISOR PENDING10/24/2006 
• COMMODITY POOL OPERATOR PENDING10/24/2006 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.