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STEVEN JAY SANDERS NFA ID: 0313438 Current Status INTERACTIVE BROKERS CORP  • BRANCH MANAGER APPROVED  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  • PRINCIPAL APPROVED  INTERACTIVE BROKERS LLC  • FOREX ASSOCIATED PERSON APPROVED  • PRINCIPAL APPROVED  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 11/02/2002 Doing Business As No other names History  Status Effective Date INTERACTIVE BROKERS CORP  • BRANCH MANAGER APPROVED 05/11/2009  • BRANCH MANAGER PENDING STATUS WITHDRAWN 01/05/2009  • BRANCH MANAGER PENDING 10/07/2008  • ASSOCIATED PERSON REGISTERED 10/07/2008  • NFA ASSOCIATE MEMBER APPROVED 10/07/2008  • PRINCIPAL APPROVED 10/07/2008  • ASSOCIATED PERSON WITHDRAWN 07/30/2008  • NFA ASSOCIATE MEMBER WITHDRAWN 07/30/2008  • BRANCH MANAGER WITHDRAWN 07/30/2008  • BRANCH MANAGER APPROVED 06/12/2008  • NFA ASSOCIATE MEMBER APPROVED 05/27/2008  • ASSOCIATED PERSON REGISTERED 05/27/2008  • BRANCH MANAGER PENDING 05/15/2008  • NFA ASSOCIATE MEMBER PENDING 05/15/2008  • ASSOCIATED PERSON PENDING 05/15/2008  INTERACTIVE BROKERS LLC  • FOREX ASSOCIATED PERSON APPROVED 04/19/2012  • FOREX ASSOCIATED PERSON PENDING 11/16/2011  • PRINCIPAL APPROVED 11/16/2011  • PRINCIPAL WITHDRAWN 04/08/2010  • PRINCIPAL APPROVED 01/07/2009  • ASSOCIATED PERSON REGISTERED 12/06/2001  • NFA ASSOCIATE MEMBER APPROVED 12/06/2001  • ASSOCIATED PERSON PENDING 10/30/2001  • NFA ASSOCIATE MEMBER PENDING 10/30/2001