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Details

JAMES ALEXANDER SHEPHERD NFA ID: 0198744

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA1
CFTC1
Exchanges0
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NFA Arbitration Decisions
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Claimant0
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CFTC Reparations Cases
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History
 Status Effective Date
J & D COMMODITIES 
• ASSOCIATED PERSON WITHDRAWN 02/28/1990 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/28/1990 
• PRINCIPAL WITHDRAWN 02/28/1990 
• ASSOCIATED PERSON REGISTERED 02/26/1988 
• NFA ASSOCIATE MEMBER APPROVED 02/26/1988 
• PRINCIPAL APPROVED 02/26/1988 
• ASSOCIATED PERSON PENDING 02/24/1988 
• NFA ASSOCIATE MEMBER PENDING 02/24/1988 
• PRINCIPAL PENDING 01/06/1988 
JAMES A SHEPHERD INC 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/30/2013 
• ASSOCIATED PERSON WITHDRAWN 10/30/2013 
• PRINCIPAL WITHDRAWN 10/30/2013 
• NFA ASSOCIATE MEMBER APPROVED 04/10/1990 
• ASSOCIATED PERSON REGISTERED 04/10/1990 
• PRINCIPAL APPROVED 04/10/1990 
• ASSOCIATED PERSON PENDING 03/12/1990 
• NFA ASSOCIATE MEMBER PENDING 03/12/1990 
• PRINCIPAL PENDING 03/12/1990 
MULTIVEST OPTIONS INC 
• ASSOCIATED PERSON WITHDRAWN 10/20/1987 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/20/1987 
• ASSOCIATED PERSON REGISTERED 04/01/1987 
• NFA ASSOCIATE MEMBER APPROVED 03/23/1987 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/23/1987 
• ASSOCIATED PERSON PENDING 02/27/1987 
• NFA ASSOCIATE MEMBER PENDING 02/27/1987 
 
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