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Details

MICHAEL PATRICK DOHERTY NFA ID: 0220401

Current Status
HIGH RIDGE FUTURES LLC 
• ASSOCIATED PERSON REGISTERED 
• NFA ASSOCIATE MEMBER APPROVED 
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
DUNHILL INVESTMENTS CORPORATION 
• PRINCIPAL WITHDRAWN 11/01/1990 
• PRINCIPAL APPROVED 03/06/1990 
• PRINCIPAL PENDING 12/18/1989 
• PRINCIPAL PENDING STATUS WITHDRAWN 09/26/1989 
• PRINCIPAL PENDING 03/20/1989 
HIGH RIDGE FUTURES LLC 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 12/15/2014 
• BRANCH MANAGER PENDING 12/05/2014 
• ASSOCIATED PERSON REGISTERED 11/28/2014 
• NFA ASSOCIATE MEMBER APPROVED 11/28/2014 
VECTOR TRADING ANALYSIS INC 
• ASSOCIATED PERSON WITHDRAWN 09/08/1995 
• BRANCH MANAGER WITHDRAWN 09/08/1995 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/08/1995 
• PRINCIPAL WITHDRAWN 09/08/1995 
• ASSOCIATED PERSON REGISTERED 12/09/1994 
• BRANCH MANAGER APPROVED 12/09/1994 
• NFA ASSOCIATE MEMBER APPROVED 12/09/1994 
• PRINCIPAL APPROVED 12/09/1994 
• ASSOCIATED PERSON PENDING 11/30/1994 
• NFA ASSOCIATE MEMBER PENDING 11/30/1994 
• BRANCH MANAGER PENDING 11/29/1994 
• PRINCIPAL PENDING 11/29/1994 
VISION BROKERAGE SERVICES LLC 
• PRINCIPAL WITHDRAWN 04/29/2011 
• ASSOCIATED PERSON WITHDRAWN 12/09/2010 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/09/2010 
• BRANCH MANAGER WITHDRAWN 09/13/2010 
• NFA ASSOCIATE MEMBER APPROVED 03/27/2009 
• BRANCH MANAGER APPROVED 03/27/2009 
• ASSOCIATED PERSON REGISTERED 03/27/2009 
• PRINCIPAL APPROVED 03/27/2009 
• NFA ASSOCIATE MEMBER PENDING 03/27/2009 
• BRANCH MANAGER PENDING 03/27/2009 
• ASSOCIATED PERSON PENDING 03/27/2009 
VISION FINANCIAL MARKETS LLC 
• ASSOCIATED PERSON WITHDRAWN 03/06/2015 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/06/2015 
• PRINCIPAL WITHDRAWN 03/06/2015 
• BRANCH MANAGER WITHDRAWN 03/06/2015 
• ASSOCIATED PERSON REGISTERED 03/30/1994 
• BRANCH MANAGER APPROVED 03/30/1994 
• NFA ASSOCIATE MEMBER APPROVED 03/07/1994 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/07/1994 
• BRANCH MANAGER PENDING 03/07/1994 
• PRINCIPAL APPROVED 08/25/1993 
• PRINCIPAL PENDING 07/19/1993 
VISION TRADING RESOURCES INC 
• ASSOCIATED PERSON WITHDRAWN 06/16/1999 
• BRANCH MANAGER WITHDRAWN 06/16/1999 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/16/1999 
• PRINCIPAL WITHDRAWN 06/16/1999 
• ASSOCIATED PERSON REGISTERED 04/24/1995 
• BRANCH MANAGER APPROVED 04/24/1995 
• NFA ASSOCIATE MEMBER APPROVED 04/24/1995 
• PRINCIPAL APPROVED 04/24/1995 
• ASSOCIATED PERSON PENDING 04/04/1995 
• BRANCH MANAGER PENDING 04/04/1995 
• NFA ASSOCIATE MEMBER PENDING 04/04/1995 
• PRINCIPAL PENDING 04/04/1995 
WHITEHALL INVESTMENT MANAGEMENT INC 
• PRINCIPAL WITHDRAWN 04/30/2011 
• PRINCIPAL APPROVED 03/29/2007 
• PRINCIPAL PENDING 03/29/2007 
• ASSOCIATED PERSON WITHDRAWN 10/07/1998 
• BRANCH MANAGER WITHDRAWN 10/07/1998 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/07/1998 
• ASSOCIATED PERSON REGISTERED 03/30/1994 
• BRANCH MANAGER APPROVED 03/30/1994 
• NFA ASSOCIATE MEMBER APPROVED 03/30/1994 
• ASSOCIATED PERSON PENDING 03/16/1994 
• BRANCH MANAGER PENDING 03/16/1994 
• NFA ASSOCIATE MEMBER PENDING 03/16/1994 
 
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