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MICHAEL PATRICK DOHERTY NFA ID: 0220401 Current Status VISION FINANCIAL MARKETS LLC  • ASSOCIATED PERSON REGISTERED  • BRANCH MANAGER APPROVED  • NFA ASSOCIATE MEMBER APPROVED  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 1 details...   CFTC Reparations Cases Total 1 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date DUNHILL INVESTMENTS CORPORATION  • PRINCIPAL WITHDRAWN 11/01/1990  • PRINCIPAL APPROVED 03/06/1990  • PRINCIPAL PENDING 12/18/1989  • PRINCIPAL PENDING STATUS WITHDRAWN 09/26/1989  • PRINCIPAL PENDING 03/20/1989  VECTOR TRADING ANALYSIS INC  • ASSOCIATED PERSON WITHDRAWN 09/08/1995  • BRANCH MANAGER WITHDRAWN 09/08/1995  • NFA ASSOCIATE MEMBER WITHDRAWN 09/08/1995  • PRINCIPAL WITHDRAWN 09/08/1995  • ASSOCIATED PERSON REGISTERED 12/09/1994  • BRANCH MANAGER APPROVED 12/09/1994  • NFA ASSOCIATE MEMBER APPROVED 12/09/1994  • PRINCIPAL APPROVED 12/09/1994  • ASSOCIATED PERSON PENDING 11/30/1994  • NFA ASSOCIATE MEMBER PENDING 11/30/1994  • BRANCH MANAGER PENDING 11/29/1994  • PRINCIPAL PENDING 11/29/1994  VISION BROKERAGE SERVICES LLC  • PRINCIPAL WITHDRAWN 04/29/2011  • ASSOCIATED PERSON WITHDRAWN 12/09/2010  • NFA ASSOCIATE MEMBER WITHDRAWN 12/09/2010  • BRANCH MANAGER WITHDRAWN 09/13/2010  • NFA ASSOCIATE MEMBER APPROVED 03/27/2009  • BRANCH MANAGER APPROVED 03/27/2009  • ASSOCIATED PERSON REGISTERED 03/27/2009  • PRINCIPAL APPROVED 03/27/2009  • NFA ASSOCIATE MEMBER PENDING 03/27/2009  • BRANCH MANAGER PENDING 03/27/2009  • ASSOCIATED PERSON PENDING 03/27/2009  VISION FINANCIAL MARKETS LLC  • ASSOCIATED PERSON REGISTERED 03/30/1994  • BRANCH MANAGER APPROVED 03/30/1994  • NFA ASSOCIATE MEMBER APPROVED 03/07/1994  • ASSOCIATED PERSON TEMPORARY LICENSE 03/07/1994  • BRANCH MANAGER PENDING 03/07/1994  • PRINCIPAL APPROVED 08/25/1993  • PRINCIPAL PENDING 07/19/1993  VISION TRADING RESOURCES INC  • ASSOCIATED PERSON WITHDRAWN 06/16/1999  • BRANCH MANAGER WITHDRAWN 06/16/1999  • NFA ASSOCIATE MEMBER WITHDRAWN 06/16/1999  • PRINCIPAL WITHDRAWN 06/16/1999  • ASSOCIATED PERSON REGISTERED 04/24/1995  • BRANCH MANAGER APPROVED 04/24/1995  • NFA ASSOCIATE MEMBER APPROVED 04/24/1995  • PRINCIPAL APPROVED 04/24/1995  • ASSOCIATED PERSON PENDING 04/04/1995  • BRANCH MANAGER PENDING 04/04/1995  • NFA ASSOCIATE MEMBER PENDING 04/04/1995  • PRINCIPAL PENDING 04/04/1995  WHITEHALL INVESTMENT MANAGEMENT INC  • PRINCIPAL WITHDRAWN 04/30/2011  • PRINCIPAL APPROVED 03/29/2007  • PRINCIPAL PENDING 03/29/2007  • ASSOCIATED PERSON WITHDRAWN 10/07/1998  • BRANCH MANAGER WITHDRAWN 10/07/1998  • NFA ASSOCIATE MEMBER WITHDRAWN 10/07/1998  • ASSOCIATED PERSON REGISTERED 03/30/1994  • BRANCH MANAGER APPROVED 03/30/1994  • NFA ASSOCIATE MEMBER APPROVED 03/30/1994  • ASSOCIATED PERSON PENDING 03/16/1994  • BRANCH MANAGER PENDING 03/16/1994  • NFA ASSOCIATE MEMBER PENDING 03/16/1994