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Details

DOUGLAS THORNLEY SIEGEL NFA ID: 0417718

Current Status
OPPENHEIMER & CO INC 
• PRINCIPAL APPROVED 
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
OPPENHEIMER & CO INC 
• PRINCIPAL APPROVED 02/25/2016 
• PRINCIPAL PENDING 02/17/2016 
UBS FINANCIAL SERVICES INC 
• PRINCIPAL WITHDRAWN 08/31/2015 
• PRINCIPAL APPROVED 01/15/2010 
• PRINCIPAL PENDING 01/12/2010 
 
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