| CENTRAL PARK WEST FINANCIAL INC |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/12/2007 |
| ASSOCIATED PERSON WITHDRAWN | 01/12/2007 |
| PRINCIPAL WITHDRAWN | 12/26/2006 |
| PRINCIPAL APPROVED | 08/10/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 08/10/2006 |
| ASSOCIATED PERSON REGISTERED | 08/10/2006 |
| ASSOCIATED PERSON PENDING | 08/10/2006 |
| NFA ASSOCIATE MEMBER PENDING | 08/10/2006 |
| COMMODITY FUTURES CONSULTANTS CORP |
| ASSOCIATED PERSON WITHDRAWN | 10/08/2009 |
| PRINCIPAL WITHDRAWN | 10/08/2009 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/10/2009 |
| ASSOCIATED PERSON REGISTERED | 07/08/2005 |
| NFA ASSOCIATE MEMBER APPROVED | 07/08/2005 |
| PRINCIPAL APPROVED | 06/02/2005 |
| NFA ASSOCIATE MEMBER PENDING | 06/02/2005 |
| ASSOCIATED PERSON PENDING | 06/02/2005 |
| FOREX LLC |
| ASSOCIATED PERSON WITHDRAWN | 07/15/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/15/2008 |
| PRINCIPAL WITHDRAWN | 07/15/2008 |
| BRANCH MANAGER PENDING STATUS WITHDRAWN | 05/13/2008 |
| BRANCH MANAGER PENDING | 02/13/2008 |
| ASSOCIATED PERSON REGISTERED | 02/13/2008 |
| NFA ASSOCIATE MEMBER APPROVED | 02/13/2008 |
| PRINCIPAL APPROVED | 02/04/2008 |
| PRINCIPAL PENDING | 02/01/2008 |
| GLOBAL ATLANTIC INTERNATIONAL INC |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 04/08/2004 |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 04/08/2004 |
| PRINCIPAL WITHDRAWN | 04/08/2004 |
| PRINCIPAL APPROVED | 04/07/2004 |
| PRINCIPAL PENDING | 12/08/2003 |
| ASSOCIATED PERSON PENDING | 11/10/2003 |
| NFA ASSOCIATE MEMBER PENDING | 11/10/2003 |
| TRADING CORPORATION OF AMERICA |
| ASSOCIATED PERSON WITHDRAWN | 12/16/2004 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/16/2004 |
| ASSOCIATED PERSON REGISTERED | 07/27/2004 |
| NFA ASSOCIATE MEMBER APPROVED | 07/27/2004 |
| US FINANCIAL GROUP INC |
| ASSOCIATED PERSON WITHDRAWN | 08/01/2005 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/01/2005 |
| PRINCIPAL WITHDRAWN | 08/01/2005 |
| PRINCIPAL APPROVED | 07/12/2005 |
| PRINCIPAL WITHDRAWN | 07/08/2005 |
| NFA ASSOCIATE MEMBER APPROVED | 12/13/2004 |
| ASSOCIATED PERSON REGISTERED | 12/13/2004 |
| PRINCIPAL APPROVED | 12/01/2004 |
| NFA ASSOCIATE MEMBER PENDING | 12/01/2004 |
| ASSOCIATED PERSON PENDING | 12/01/2004 |
| US INVESTMENT GROUP INC |
| PRINCIPAL WITHDRAWN | 09/04/2004 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/04/2004 |
| ASSOCIATED PERSON WITHDRAWN | 09/04/2004 |
| PRINCIPAL APPROVED | 04/08/2004 |
| NFA ASSOCIATE MEMBER APPROVED | 04/07/2004 |
| ASSOCIATED PERSON REGISTERED | 04/07/2004 |
| ASSOCIATED PERSON PENDING | 03/26/2004 |
| NFA ASSOCIATE MEMBER PENDING | 03/26/2004 |