| NFA MEMBER PERMANENT BAR | 03/04/2011 |
| PRINCIPAL PERMANENT BAR | 03/04/2011 |
| |
| NFA MEMBER WITHDRAWN | 02/22/2011 |
| INTRODUCING BROKER WITHDRAWN | 02/22/2011 |
| NFA MEMBER APPROVED | 11/07/2006 |
| INTRODUCING BROKER REGISTERED | 11/07/2006 |
| INTRODUCING BROKER PENDING | 06/19/2006 |
| NFA MEMBER PENDING | 06/19/2006 |
| NFA MEMBER PENDING STATUS WITHDRAWN | 02/07/2006 |
| INTRODUCING BROKER PENDING STATUS WITHDRAWN | 02/07/2006 |
| NFA MEMBER PENDING | 01/20/2006 |
| INTRODUCING BROKER PENDING | 11/09/2005 |
| NFA MEMBER WITHDRAWN | 08/20/2005 |
| INTRODUCING BROKER WITHDRAWN | 08/20/2005 |
| NFA MEMBER APPROVED | 08/13/2004 |
| INTRODUCING BROKER REGISTERED | 08/13/2004 |
| NFA MEMBER PENDING | 06/18/2004 |
| INTRODUCING BROKER PENDING | 06/18/2004 |