Details

COLUMBIA FUTURES GROUP INC NFA ID: 0229879 Current Status • INTRODUCING BROKER REGISTERED  • NFA MEMBER APPROVED  IB Guarantor Information • IB GUARANTEED BY ADM INVESTOR SERVICES INC Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers Yes Firm manages futures or options customer accounts No Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options No Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 1 details...   CFTC Reparations Cases Total 1 details... Formerly Known As • COLUMBIA FUTURES GROUP   Business Address 1904 3RD AVENUE SUITE 1035 SEATTLE, WA  98101 UNITED STATES 206-382-0204 Doing Business As No other names Listed Principals  Listed Principal Name Title 10% or More Financial Interest PETER ELTON SMITH PRESIDENT YES History  Status Effective Date • NOTICE BROKER DEALER WITHDRAWN 05/16/2012  • NOTICE BROKER DEALER REGISTERED 11/12/2002  • INTRODUCING BROKER REGISTERED 05/14/1990  • INTRODUCING BROKER TEMPORARY LICENSE 05/10/1990  • NFA MEMBER APPROVED 05/10/1990  • INTRODUCING BROKER PENDING 05/01/1990  • NFA MEMBER PENDING 05/01/1990