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Details

COLUMBIA FUTURES GROUP INC NFA ID: 0229879

Current Status
• INTRODUCING BROKER REGISTERED 
• NFA MEMBER APPROVED 
IB Guarantor Information
• IB GUARANTEED BY ADM INVESTOR SERVICES INC
Firm Activity Status
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsYes
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent1
details...
 
CFTC Reparations Cases
Total1
details...
Formerly Known As
• COLUMBIA FUTURES GROUP
 
Business Address
1904 3RD AVENUE
SUITE 1035
SEATTLE, WA  98101
UNITED STATES
206-382-0204
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
PETER ELTON SMITHPRESIDENTYES
History
 Status Effective Date
• NOTICE BROKER DEALER WITHDRAWN05/16/2012 
• NOTICE BROKER DEALER REGISTERED11/12/2002 
• INTRODUCING BROKER REGISTERED05/14/1990 
• INTRODUCING BROKER TEMPORARY LICENSE05/10/1990 
• NFA MEMBER APPROVED05/10/1990 
• INTRODUCING BROKER PENDING05/01/1990 
• NFA MEMBER PENDING05/01/1990 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.