| BLACK FLAG CAPITAL PARTNERS LLC |
| PRINCIPAL WITHDRAWN | 03/14/2008 |
| ASSOCIATED PERSON WITHDRAWN | 03/14/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/05/2007 |
| NFA ASSOCIATE MEMBER APPROVED | 09/21/2004 |
| ASSOCIATED PERSON REGISTERED | 09/21/2004 |
| PRINCIPAL APPROVED | 08/31/2004 |
| NFA ASSOCIATE MEMBER PENDING | 07/26/2004 |
| ASSOCIATED PERSON PENDING | 07/26/2004 |
| PRINCIPAL PENDING | 07/26/2004 |
| MG FINANCIAL LLC |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 06/28/2004 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 06/28/2004 |
| ASSOCIATED PERSON PENDING | 06/18/2004 |
| NFA ASSOCIATE MEMBER PENDING | 06/18/2004 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/18/2004 |
| ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN | 06/18/2004 |
| NFA ASSOCIATE MEMBER APPROVED | 05/28/2004 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 05/28/2004 |