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Details

INVESTCORE PARTNERS NFA ID: 0326814

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA1
CFTC0
Exchanges0
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NFA Arbitration Decisions
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CFTC Reparations Cases
Total4
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Formerly Known As
• OPTION INVESTMENTS INC
• SUMMIT FINANCIAL SERVICES
 
Business Address
130 VANTIS DRIVE
SUITE 270
ALISO VIEJO, CA  92656
UNITED STATES
949-812-4000
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• NOTICE BROKER DEALER WITHDRAWN12/31/2014 
• NFA MEMBER WITHDRAWN12/31/2014 
• INTRODUCING BROKER WITHDRAWN12/31/2014 
• COMMODITY TRADING ADVISOR WITHDRAWN05/27/2012 
• NOTICE BROKER DEALER REGISTERED05/17/2006 
• COMMODITY TRADING ADVISOR REGISTERED12/08/2005 
• COMMODITY TRADING ADVISOR PENDING12/08/2005 
• INTRODUCING BROKER REGISTERED04/29/2003 
• NFA MEMBER APPROVED04/17/2003 
• INTRODUCING BROKER TEMPORARY LICENSE04/17/2003 
• NFA MEMBER PENDING01/24/2003 
• INTRODUCING BROKER PENDING01/24/2003 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.