Skip Navigation Links

Details

WALLACE NEAL JORDAN NFA ID: 0095007

Current Status
• ALSO SEE NFA ID 0090067 
Regulatory Actions
 AgencyNumber
NFA2
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
 
History
 Status Effective Date
• ALSO SEE NFA ID 0090067 
 
EQUITY ASSETS MANAGEMENT INC 
• PRINCIPAL WITHDRAWN 07/19/1984 
• PRINCIPAL APPROVED 07/19/1984 
JORDAN ASSETS LTD 
• PRINCIPAL WITHDRAWN 01/21/2010 
• BRANCH MANAGER WITHDRAWN 01/21/2010 
• ASSOCIATED PERSON WITHDRAWN 01/21/2010 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/10/2006 
• NFA ASSOCIATE MEMBER SUSPENDED 07/10/2006 
• BRANCH MANAGER APPROVED 04/20/2000 
• BRANCH MANAGER PENDING 04/06/2000 
• NFA ASSOCIATE MEMBER APPROVED 12/21/1993 
• PRINCIPAL APPROVED 12/21/1993 
• ASSOCIATED PERSON REGISTERED 12/21/1993 
• ASSOCIATED PERSON PENDING 12/09/1993 
• NFA ASSOCIATE MEMBER PENDING 12/09/1993 
• PRINCIPAL PENDING 10/18/1993 
JORDAN WALLACE NEAL 
• PRINCIPAL WITHDRAWN 06/01/1994 
• PRINCIPAL APPROVED 10/23/1984 
• PRINCIPAL WITHDRAWN 06/30/1984 
• PRINCIPAL APPROVED 05/16/1984 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.