Details

WALLACE NEAL JORDAN NFA ID: 0095007 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 2 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date EQUITY ASSETS MANAGEMENT INC  • PRINCIPAL WITHDRAWN 07/19/1984  • PRINCIPAL APPROVED 07/19/1984  JORDAN ASSETS LTD  • PRINCIPAL WITHDRAWN 01/21/2010  • BRANCH MANAGER WITHDRAWN 01/21/2010  • ASSOCIATED PERSON WITHDRAWN 01/21/2010  • NFA ASSOCIATE MEMBER WITHDRAWN 07/10/2006  • NFA ASSOCIATE MEMBER SUSPENDED 07/10/2006  • BRANCH MANAGER APPROVED 04/20/2000  • BRANCH MANAGER PENDING 04/06/2000  • NFA ASSOCIATE MEMBER APPROVED 12/21/1993  • PRINCIPAL APPROVED 12/21/1993  • ASSOCIATED PERSON REGISTERED 12/21/1993  • ASSOCIATED PERSON PENDING 12/09/1993  • NFA ASSOCIATE MEMBER PENDING 12/09/1993  • PRINCIPAL PENDING 10/18/1993  JORDAN WALLACE NEAL  • PRINCIPAL WITHDRAWN 06/01/1994  • PRINCIPAL APPROVED 10/23/1984  • PRINCIPAL WITHDRAWN 06/30/1984  • PRINCIPAL APPROVED 05/16/1984