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GAINES CAPITAL GROUP LLC NFA ID: 0394767 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 9229 REGENTS ROAD SUITE L125 LA JOLLA, CA  92037 UNITED STATES 858-246-7687 Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • NFA MEMBER WITHDRAWN 12/18/2008  • INTRODUCING BROKER WITHDRAWN 12/18/2008  • INTRODUCING BROKER REGISTERED 02/25/2008  • NFA MEMBER APPROVED 02/25/2008  • INTRODUCING BROKER TEMPORARY LICENSE 02/25/2008  • NFA MEMBER PENDING 02/13/2008  • INTRODUCING BROKER PENDING 02/13/2008