Details

ZANER GROUP LLC NFA ID: 0001951 Current Status • SWAP FIRM APPROVED  • FOREX FIRM APPROVED  • COMMODITY TRADING ADVISOR REGISTERED  • NOTICE BROKER DEALER REGISTERED  • INTRODUCING BROKER REGISTERED  • NFA MEMBER APPROVED  • COMMODITY POOL OPERATOR REGISTERED  Exemptions Click the link below to view exemptions for this firm View Exemptions Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers Yes Firm manages futures or options customer accounts Yes Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options Yes Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 3 details...   CFTC Reparations Cases Total 10 details... Formerly Known As • ZANER & COMPANY   Business Address 150 S WACKER DR SUITE 2350 CHICAGO, IL  60606 UNITED STATES (800) 621-1414 Doing Business As • APACKARDTRADING.COM • DECARLEY TRADING • ROGERS TRADING • THE ZANER GROUP • ZANER POWER TRADER   Listed Principals  Listed Principal Name Title 10% or More Financial Interest MATTHEW DAVID ZANER MANAGING MEMBER-LLC OR LLP YES History  Status Effective Date • SWAP FIRM APPROVED 03/01/2013  • SWAP FIRM PENDING 02/25/2013  • FOREX FIRM APPROVED 09/22/2010  • FOREX FIRM PENDING 09/16/2010  • COMMODITY TRADING ADVISOR REGISTERED 04/13/2004  • COMMODITY TRADING ADVISOR PENDING 03/30/2004  • NOTICE BROKER DEALER REGISTERED 01/07/2002  • FUTURES COMMISSION MERCHANT WITHDRAWN 10/15/1993  • INTRODUCING BROKER REGISTERED 10/15/1993  • INTRODUCING BROKER PENDING 09/07/1993  • COMMODITY TRADING ADVISOR WITHDRAWN 09/18/1987  • FUTURES COMMISSION MERCHANT FAILED TO RENEW 03/31/1984  • FUTURES COMMISSION MERCHANT REGISTERED 11/01/1983  • NFA MEMBER APPROVED 07/01/1982  • COMMODITY POOL OPERATOR REGISTERED 06/30/1982  • COMMODITY TRADING ADVISOR REGISTERED 06/30/1982  • FUTURES COMMISSION MERCHANT REGISTERED 06/30/1982