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COMMONWEALTH FINANCIAL GROUP INC NFA ID: 0238065 Current Status • INTRODUCING BROKER PENDING WITHDRAWAL   FIRM ON WITHDRAWAL HOLD    • INTRODUCING BROKER SUSPENDED  Regulatory Actions  Agency Number NFA 2 CFTC 1 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 3 details...   CFTC Reparations Cases Total 125 details... Formerly Known As No other names   Business Address 100 WEST CYPRESS CREEK SUITE 1020 FT LAUDERDALE, FL  33309 UNITED STATES (954) 489-3900 Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • INTRODUCING BROKER SUSPENDED 02/09/1998  • INTRODUCING BROKER SUSPENSION LIFTED 11/12/1997  • INTRODUCING BROKER SUSPENDED 06/12/1997  • NFA MEMBER EXPELLED 05/06/1997  • INTRODUCING BROKER REGISTERED 08/12/1991  • INTRODUCING BROKER PENDING 08/01/1991  • INTRODUCING BROKER TEMPORARY LICENSE 08/01/1991  • NFA MEMBER APPROVED 08/01/1991  • NFA MEMBER PENDING 08/01/1991