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Details

COMMONWEALTH FINANCIAL GROUP INC NFA ID: 0238065

Current Status
• INTRODUCING BROKER PENDING WITHDRAWAL 
 FIRM ON WITHDRAWAL HOLD 
 
• INTRODUCING BROKER SUSPENDED 
Regulatory Actions
 AgencyNumber
NFA2
CFTC1
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent3
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CFTC Reparations Cases
Total125
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Formerly Known As
No other names
 
Business Address
100 WEST CYPRESS CREEK
SUITE 1020
FT LAUDERDALE, FL  33309
UNITED STATES
(954) 489-3900
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• INTRODUCING BROKER SUSPENDED02/09/1998 
• INTRODUCING BROKER SUSPENSION LIFTED11/12/1997 
• INTRODUCING BROKER SUSPENDED06/12/1997 
• NFA MEMBER EXPELLED05/06/1997 
• INTRODUCING BROKER REGISTERED08/12/1991 
• INTRODUCING BROKER PENDING08/01/1991 
• INTRODUCING BROKER TEMPORARY LICENSE08/01/1991 
• NFA MEMBER APPROVED08/01/1991 
• NFA MEMBER PENDING08/01/1991 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.