| UNPAID ARBITRATION AWARD/SETTLEMENT | |
| |
| NOTICE BROKER DEALER WITHDRAWN | 11/28/2010 |
| NFA MEMBER WITHDRAWN | 11/28/2010 |
| INTRODUCING BROKER WITHDRAWN | 11/28/2010 |
| FOREX FIRM WITHDRAWN | 11/28/2010 |
| NFA MEMBER SUSPENDED | 11/08/2010 |
| FOREX FIRM APPROVED | 09/10/2010 |
| FOREX FIRM PENDING | 09/09/2010 |
| COMMODITY POOL OPERATOR WITHDRAWN | 03/10/2006 |
| NOTICE BROKER DEALER REGISTERED | 02/20/2004 |
| COMMODITY POOL OPERATOR REGISTERED | 03/29/2000 |
| NFA MEMBER APPROVED | 02/25/2000 |
| INTRODUCING BROKER REGISTERED | 02/25/2000 |
| INTRODUCING BROKER PENDING | 02/25/2000 |
| NFA MEMBER PENDING | 02/25/2000 |