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Details

THOMAS FRANZ MOSER NFA ID: 0257377

Current Status
• ALSO SEE NFA ID 0257376 
 
INTERACTIVE BROKERS LLC 
 
• PRINCIPAL APPROVED 
• ASSOCIATED PERSON REGISTERED 
• NFA ASSOCIATE MEMBER APPROVED 
Regulatory Actions
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NFA Arbitration Decisions
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History
 Status Effective Date
• ALSO SEE NFA ID 0257376 
 
INTERACTIVE BROKERS LLC 
• PRINCIPAL APPROVED 01/31/2014 
• ASSOCIATED PERSON REGISTERED 01/31/2014 
• PRINCIPAL PENDING 11/04/2013 
• NFA ASSOCIATE MEMBER APPROVED 10/29/2013 
• ASSOCIATED PERSON TEMPORARY LICENSE 10/29/2013 
• NFA ASSOCIATE MEMBER PENDING 10/28/2013 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/28/2013 
• ASSOCIATED PERSON PENDING 10/28/2013 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 10/28/2013 
• NFA ASSOCIATE MEMBER APPROVED 10/07/2013 
• ASSOCIATED PERSON TEMPORARY LICENSE 10/07/2013 
MOSER THOMAS FRANZ 
• ASSOCIATED PERSON WITHDRAWN 01/03/1997 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/03/1997 
• PRINCIPAL WITHDRAWN 01/03/1997 
• ASSOCIATED PERSON REGISTERED 10/26/1994 
• NFA ASSOCIATE MEMBER APPROVED 10/26/1994 
• PRINCIPAL APPROVED 10/26/1994 
• ASSOCIATED PERSON PENDING 07/07/1994 
• NFA ASSOCIATE MEMBER PENDING 07/07/1994 
• PRINCIPAL PENDING 07/07/1994 
STRATOS INVEST AG 
• ASSOCIATED PERSON WITHDRAWN 04/21/1999 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/21/1999 
• PRINCIPAL WITHDRAWN 04/21/1999 
• ASSOCIATED PERSON REGISTERED 04/05/1995 
• NFA ASSOCIATE MEMBER APPROVED 04/05/1995 
• PRINCIPAL APPROVED 04/05/1995 
• ASSOCIATED PERSON PENDING 03/28/1995 
• NFA ASSOCIATE MEMBER PENDING 03/28/1995 
• PRINCIPAL PENDING 03/28/1995 
 
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