| NOTICE BROKER DEALER WITHDRAWN | 12/11/2008 |
| NFA MEMBER WITHDRAWN | 12/11/2008 |
| INTRODUCING BROKER WITHDRAWN | 12/11/2008 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 08/19/2004 |
| NOTICE BROKER DEALER REGISTERED | 04/19/2002 |
| INTRODUCING BROKER REGISTERED | 07/26/1999 |
| COMMODITY TRADING ADVISOR REGISTERED | 07/26/1999 |
| NFA MEMBER APPROVED | 07/01/1999 |
| INTRODUCING BROKER TEMPORARY LICENSE | 07/01/1999 |
| COMMODITY TRADING ADVISOR PENDING | 06/24/1999 |
| INTRODUCING BROKER PENDING | 06/24/1999 |
| NFA MEMBER PENDING | 06/24/1999 |