| SNC INVESTMENTS INC |
| PRINCIPAL WITHDRAWN | 05/28/2009 |
| BRANCH MANAGER WITHDRAWN | 05/28/2009 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/28/2009 |
| ASSOCIATED PERSON WITHDRAWN | 05/28/2009 |
| NFA ASSOCIATE MEMBER SUSPENDED | 10/30/2008 |
| BRANCH MANAGER APPROVED | 08/29/2007 |
| BRANCH MANAGER PENDING | 08/29/2007 |
| NFA ASSOCIATE MEMBER APPROVED | 06/19/2003 |
| ASSOCIATED PERSON REGISTERED | 06/19/2003 |
| PRINCIPAL APPROVED | 05/28/2003 |
| PRINCIPAL PENDING | 03/24/2003 |
| NFA ASSOCIATE MEMBER PENDING | 03/24/2003 |
| ASSOCIATED PERSON PENDING | 03/24/2003 |