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MANAGED CAPITAL ADVISORS LLC NFA ID: 0395608 Current Status • NFA MEMBER APPROVED  • INTRODUCING BROKER REGISTERED  IB Guarantor Information • IB GUARANTEED BY VISION FINANCIAL MARKETS LLC Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers Yes Firm manages futures or options customer accounts No Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options No Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 5848 ARROWLEAF LANE CARMEL, IN  46033 UNITED STATES (317) 816-9798 Doing Business As • MCA   Listed Principals  Listed Principal Name Title 10% or More Financial Interest ALAN J COHEN OWNER ONLY YES JOHN BABINEC WESTFIELD DIRECTOR NO History  Status Effective Date • NFA MEMBER APPROVED 04/17/2008  • INTRODUCING BROKER REGISTERED 04/17/2008  • NFA MEMBER PENDING 03/10/2008  • INTRODUCING BROKER PENDING 03/04/2008