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Details

ALAN L JR MAXWELL NFA ID: 0295007

Current Status
• FLOOR TRADER REGISTERED 
Regulatory Actions
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NFA Arbitration Decisions
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History
 Status Effective Date
FIRST UNION FUTURES CORPORATION 
• PRINCIPAL WITHDRAWN 05/31/2000 
• PRINCIPAL APPROVED 11/10/1999 
• PRINCIPAL PENDING 05/05/1999 
WELLS FARGO CLEARING SERVICES LLC 
• PRINCIPAL WITHDRAWN 07/01/2003 
• PRINCIPAL APPROVED 05/12/2000 
• PRINCIPAL PENDING 04/24/2000 
WELLS FARGO PRIME SERVICES LLC 
• PRINCIPAL WITHDRAWN 08/03/2015 
• PRINCIPAL APPROVED 11/10/2014 
• PRINCIPAL PENDING 10/28/2014 
WELLS FARGO SECURITIES LLC 
• PRINCIPAL WITHDRAWN 10/09/2014 
• PRINCIPAL APPROVED 06/02/2004 
• PRINCIPAL PENDING 02/05/2004 
 
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