| JUSTLEE MANAGEMENT INC |
| PRINCIPAL WITHDRAWN | 06/30/1983 |
| BRANCH MANAGER WITHDRAWN | 05/11/1983 |
| BRANCH MANAGER APPROVED | 07/08/1982 |
| PRINCIPAL APPROVED | 12/05/1979 |
| VISION BROKERAGE SERVICES LLC |
| PRINCIPAL WITHDRAWN | 04/29/2011 |
| PRINCIPAL APPROVED | 03/27/2009 |
| PRINCIPAL WITHDRAWN | 05/16/2004 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 04/01/2004 |
| ASSOCIATED PERSON WITHDRAWN | 04/01/2004 |
| PRINCIPAL APPROVED | 03/13/2003 |
| NFA ASSOCIATE MEMBER APPROVED | 03/13/2003 |
| ASSOCIATED PERSON REGISTERED | 03/13/2003 |
| NFA ASSOCIATE MEMBER PENDING | 03/03/2003 |
| PRINCIPAL PENDING | 03/03/2003 |
| ASSOCIATED PERSON PENDING | 03/03/2003 |
| VISION FINANCIAL MARKETS LLC |
| PRINCIPAL ENDED WITH VISION CAPITAL MANAGEMENT INC | 10/23/2001 |
| PRINCIPAL COMPLETE WITH VISION CAPITAL MANAGEMENT INC | 10/02/1992 |
| BRANCH MANAGER WITHDRAWN | 09/12/1991 |
| ASSOCIATED PERSON REGISTERED | 02/01/1988 |
| BRANCH MANAGER APPROVED | 02/01/1988 |
| NFA ASSOCIATE MEMBER APPROVED | 02/01/1988 |
| PRINCIPAL APPROVED | 02/01/1988 |
| BRANCH MANAGER PENDING | 01/29/1988 |
| PRINCIPAL PENDING | 01/29/1988 |
| VISION INVESTMENT ADVISORS LLC |
| PRINCIPAL APPROVED | 04/10/2002 |
| PRINCIPAL PENDING | 03/18/2002 |
| VISION TRADING RESOURCES INC |
| ASSOCIATED PERSON WITHDRAWN | 06/16/1999 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/16/1999 |
| PRINCIPAL WITHDRAWN | 06/16/1999 |
| ASSOCIATED PERSON REGISTERED | 04/24/1995 |
| NFA ASSOCIATE MEMBER APPROVED | 04/24/1995 |
| PRINCIPAL APPROVED | 04/24/1995 |
| ASSOCIATED PERSON PENDING | 04/04/1995 |
| NFA ASSOCIATE MEMBER PENDING | 04/04/1995 |
| PRINCIPAL PENDING | 04/04/1995 |
| WHITEHALL INVESTMENT MANAGEMENT INC |
| ASSOCIATED PERSON WITHDRAWN | 03/31/2011 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/31/2011 |
| PRINCIPAL WITHDRAWN | 03/31/2011 |
| NFA ASSOCIATE MEMBER APPROVED | 08/01/1985 |
| PRINCIPAL APPROVED | 11/28/1984 |
| ASSOCIATED PERSON REGISTERED | 11/12/1984 |
| WOODSTOCK INC |
| BRANCH MANAGER WITHDRAWN | 03/31/1986 |
| ASSOCIATED PERSON WITHDRAWN | 11/26/1984 |
| BRANCH MANAGER APPROVED | 12/09/1981 |
| ASSOCIATED PERSON REGISTERED | 07/01/1981 |