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ROBIN JOEL ROSENBERG NFA ID: 0046015 Current Status WALSH TRADING INC  • ASSOCIATED PERSON TEMPORARY LICENSE  • NFA ASSOCIATE MEMBER APPROVED  Trading Privileges No trading privileges Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 09/04/2002 SECURITY FUTURES PRINCIPAL TRAINING COMPLETED 08/01/2003 Doing Business As No other names History  Status Effective Date • FLOOR BROKER WITHDRAWN 01/24/1990  • FLOOR BROKER REGISTERED 07/24/1989  • FLOOR BROKER PENDING 07/12/1989  • FLOOR BROKER WITHDRAWN 05/09/1989  • FLOOR BROKER REGISTERED 04/01/1983  ALARON TRADING CORPORATION  • ASSOCIATED PERSON WITHDRAWN 06/08/2009  • BRANCH MANAGER WITHDRAWN 06/08/2009  • NFA ASSOCIATE MEMBER WITHDRAWN 06/08/2009  • BRANCH MANAGER APPROVED 10/24/2003  • BRANCH MANAGER PENDING 09/30/2003  • ASSOCIATED PERSON REGISTERED 03/10/1998  • NFA ASSOCIATE MEMBER APPROVED 03/10/1998  • ASSOCIATED PERSON PENDING 09/26/1997  • NFA ASSOCIATE MEMBER PENDING 09/26/1997  ALPARI US LLC  • ASSOCIATED PERSON WITHDRAWN 05/03/2013  • BRANCH MANAGER WITHDRAWN 05/03/2013  • FOREX ASSOCIATED PERSON WITHDRAWN 05/03/2013  • NFA ASSOCIATE MEMBER WITHDRAWN 05/03/2013  • PRINCIPAL WITHDRAWN 05/03/2013  • BRANCH MANAGER APPROVED 01/17/2013  • PRINCIPAL APPROVED 01/17/2013  • FOREX ASSOCIATED PERSON APPROVED 11/05/2012  • ASSOCIATED PERSON REGISTERED 11/05/2012  • NFA ASSOCIATE MEMBER APPROVED 10/23/2012  • FOREX ASSOCIATED PERSON PENDING 10/23/2012  • ASSOCIATED PERSON TEMPORARY LICENSE 10/23/2012  FIRST AMERICAN DISCOUNT CORPORATION  • ASSOCIATED PERSON WITHDRAWN 09/17/1997  • NFA ASSOCIATE MEMBER WITHDRAWN 09/17/1997  • ASSOCIATED PERSON REGISTERED 03/31/1992  • NFA ASSOCIATE MEMBER APPROVED 03/31/1992  GOOD TERRY L  • ASSOCIATED PERSON WITHDRAWN 04/02/1993  • NFA ASSOCIATE MEMBER WITHDRAWN 05/29/1992  • ASSOCIATED PERSON REGISTERED 09/03/1991  • NFA ASSOCIATE MEMBER APPROVED 09/03/1991  GREEN STREET DISCOUNT  • ASSOCIATED PERSON WITHDRAWN 06/30/2009  • NFA ASSOCIATE MEMBER WITHDRAWN 06/30/2009  • BRANCH MANAGER WITHDRAWN 05/02/2007  • BRANCH MANAGER APPROVED 11/21/2003  • NFA ASSOCIATE MEMBER APPROVED 11/04/1999  • ASSOCIATED PERSON REGISTERED 11/04/1999  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 02/24/1998  • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 02/24/1998  • ASSOCIATED PERSON PENDING 12/10/1997  • NFA ASSOCIATE MEMBER PENDING 12/10/1997  PEREGRINE FINANCIAL GROUP INC  • ASSOCIATED PERSON WITHDRAWN 07/13/2012  • BRANCH MANAGER WITHDRAWN 07/13/2012  • FOREX ASSOCIATED PERSON WITHDRAWN 07/13/2012  • NFA ASSOCIATE MEMBER WITHDRAWN 07/13/2012  • FOREX ASSOCIATED PERSON APPROVED 09/02/2010  • FOREX ASSOCIATED PERSON PENDING 09/02/2010  • BRANCH MANAGER APPROVED 06/08/2009  • ASSOCIATED PERSON REGISTERED 06/08/2009  • NFA ASSOCIATE MEMBER APPROVED 06/08/2009  • BRANCH MANAGER PENDING 06/08/2009  ROSENBERG ROBIN J  • ASSOCIATED PERSON WITHDRAWN 04/02/1993  • PRINCIPAL WITHDRAWN 04/02/1993  • NFA ASSOCIATE MEMBER WITHDRAWN 09/13/1991  • ASSOCIATED PERSON REGISTERED 07/11/1989  • NFA ASSOCIATE MEMBER APPROVED 05/31/1989  • NFA ASSOCIATE MEMBER PENDING 05/30/1989  • ASSOCIATED PERSON TEMPORARY LICENSE 05/23/1989  • PRINCIPAL APPROVED 01/22/1987  • PRINCIPAL PENDING 12/12/1986  • PRINCIPAL PENDING STATUS WITHDRAWN 12/10/1986  • PRINCIPAL PENDING 12/10/1986  WALSH TRADING INC  • ASSOCIATED PERSON TEMPORARY LICENSE 05/13/2013  • NFA ASSOCIATE MEMBER APPROVED 05/13/2013