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Details

ROBIN JOEL ROSENBERG NFA ID: 0046015

Current Status
• ALSO SEE NFA ID 0196533 
 
ARTAC ADVISORY INC 
 
• ASSOCIATED PERSON TEMPORARY LICENSE 
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED09/04/2002
SECURITY FUTURES PRINCIPAL TRAINING COMPLETED08/01/2003
History
 Status Effective Date
• ALSO SEE NFA ID 0196533 
 
• FLOOR BROKER WITHDRAWN01/24/1990 
• FLOOR BROKER REGISTERED07/24/1989 
• FLOOR BROKER PENDING07/12/1989 
• FLOOR BROKER WITHDRAWN05/09/1989 
• FLOOR BROKER REGISTERED04/01/1983 
ALARON TRADING CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 06/08/2009 
• BRANCH MANAGER WITHDRAWN 06/08/2009 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/08/2009 
• BRANCH MANAGER APPROVED 10/24/2003 
• BRANCH MANAGER PENDING 09/30/2003 
• ASSOCIATED PERSON REGISTERED 03/10/1998 
• NFA ASSOCIATE MEMBER APPROVED 03/10/1998 
• ASSOCIATED PERSON PENDING 09/26/1997 
• NFA ASSOCIATE MEMBER PENDING 09/26/1997 
ALPARI US LLC 
• ASSOCIATED PERSON WITHDRAWN 05/03/2013 
• BRANCH MANAGER WITHDRAWN 05/03/2013 
• FOREX ASSOCIATED PERSON WITHDRAWN 05/03/2013 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/03/2013 
• PRINCIPAL WITHDRAWN 05/03/2013 
• BRANCH MANAGER APPROVED 01/17/2013 
• PRINCIPAL APPROVED 01/17/2013 
• FOREX ASSOCIATED PERSON APPROVED 11/05/2012 
• ASSOCIATED PERSON REGISTERED 11/05/2012 
• NFA ASSOCIATE MEMBER APPROVED 10/23/2012 
• FOREX ASSOCIATED PERSON PENDING 10/23/2012 
• ASSOCIATED PERSON TEMPORARY LICENSE 10/23/2012 
ARTAC ADVISORY INC 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/18/2016 
FIRST AMERICAN DISCOUNT CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 09/17/1997 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/17/1997 
• ASSOCIATED PERSON REGISTERED 03/31/1992 
• NFA ASSOCIATE MEMBER APPROVED 03/31/1992 
GOOD TERRY L 
• ASSOCIATED PERSON WITHDRAWN 04/02/1993 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/29/1992 
• ASSOCIATED PERSON REGISTERED 09/03/1991 
• NFA ASSOCIATE MEMBER APPROVED 09/03/1991 
GREEN STREET DISCOUNT 
• ASSOCIATED PERSON WITHDRAWN 06/30/2009 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/30/2009 
• BRANCH MANAGER WITHDRAWN 05/02/2007 
• BRANCH MANAGER APPROVED 11/21/2003 
• NFA ASSOCIATE MEMBER APPROVED 11/04/1999 
• ASSOCIATED PERSON REGISTERED 11/04/1999 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 02/24/1998 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 02/24/1998 
• ASSOCIATED PERSON PENDING 12/10/1997 
• NFA ASSOCIATE MEMBER PENDING 12/10/1997 
PEREGRINE FINANCIAL GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 07/13/2012 
• BRANCH MANAGER WITHDRAWN 07/13/2012 
• FOREX ASSOCIATED PERSON WITHDRAWN 07/13/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/13/2012 
• FOREX ASSOCIATED PERSON APPROVED 09/02/2010 
• FOREX ASSOCIATED PERSON PENDING 09/02/2010 
• BRANCH MANAGER APPROVED 06/08/2009 
• ASSOCIATED PERSON REGISTERED 06/08/2009 
• NFA ASSOCIATE MEMBER APPROVED 06/08/2009 
• BRANCH MANAGER PENDING 06/08/2009 
ROSENBERG ROBIN J 
• ASSOCIATED PERSON WITHDRAWN 04/02/1993 
• PRINCIPAL WITHDRAWN 04/02/1993 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/13/1991 
• ASSOCIATED PERSON REGISTERED 07/11/1989 
• NFA ASSOCIATE MEMBER APPROVED 05/31/1989 
• NFA ASSOCIATE MEMBER PENDING 05/30/1989 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/23/1989 
• PRINCIPAL APPROVED 01/22/1987 
• PRINCIPAL PENDING 12/12/1986 
• PRINCIPAL PENDING STATUS WITHDRAWN 12/10/1986 
• PRINCIPAL PENDING 12/10/1986 
WALSH TRADING INC 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/18/2014 
• ASSOCIATED PERSON WITHDRAWN 08/18/2014 
• NFA ASSOCIATE MEMBER APPROVED 06/11/2013 
• ASSOCIATED PERSON REGISTERED 06/11/2013 
• NFA ASSOCIATE MEMBER PENDING 06/03/2013 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/03/2013 
• ASSOCIATED PERSON PENDING 06/03/2013 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 06/03/2013 
• NFA ASSOCIATE MEMBER APPROVED 05/13/2013 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/13/2013 
 
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