| INTRODUCING BROKER WITHDRAWN | 12/09/1992 |
| NFA MEMBER WITHDRAWN | 12/09/1992 |
| INTRODUCING BROKER REGISTERED | 06/15/1984 |
| NFA MEMBER APPROVED | 06/15/1984 |
| NFA MEMBER PENDING | 10/31/1983 |
| COMMODITY POOL OPERATOR REGISTERED | 06/30/1983 |
| COMMODITY POOL OPERATOR WITHDRAWN | 06/30/1983 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 06/30/1983 |
| INTRODUCING BROKER PENDING | 05/11/1983 |
| COMMODITY TRADING ADVISOR REGISTERED | 06/30/1982 |