Skip Navigation Links

Details

CAPITOL COMMODITY SERVICES INCORPORATED NFA ID: 0085952

Current Status
• NOTICE BROKER DEALER REGISTERED 
• NFA MEMBER APPROVED 
• INTRODUCING BROKER REGISTERED 
IB Guarantor Information
• IB GUARANTEED BY RJ OBRIEN ASSOCIATES LLC
Firm Activity Status
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersNo
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total1
details...
Formerly Known As
No other names
 
Business Address
3905 VINCENNES ROAD SUITE 303
INDIANAPOLIS, IN  46268
UNITED STATES
(317) 848-8050
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
ALAN J COHENPRESIDENTYES
History
 Status Effective Date
• COMMODITY TRADING ADVISOR WITHDRAWN09/13/2006 
• COMMODITY TRADING ADVISOR REGISTERED09/11/2002 
• COMMODITY TRADING ADVISOR PENDING08/30/2002 
• NOTICE BROKER DEALER REGISTERED03/26/2002 
• NFA MEMBER APPROVED07/10/1985 
• INTRODUCING BROKER REGISTERED07/11/1984 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.