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GOLDMAN SACHS GROUP INC THE NFA ID: 0233759

Current Status
BTIG LLC 
• PRINCIPAL APPROVED 
GOLDMAN SACHS & CO 
• PRINCIPAL APPROVED 
GOLDMAN SACHS ASSET MANAGEMENT LP 
• PRINCIPAL APPROVED 
GOLDMAN SACHS BANK USA 
• PRINCIPAL APPROVED 
GOLDMAN SACHS FINANCIAL MARKETS LP 
• PRINCIPAL APPROVED 
GOLDMAN SACHS HEDGE FUND STRATEGIES LLC 
• PRINCIPAL APPROVED 
GS INVESTMENT STRATEGIES LLC 
• PRINCIPAL APPROVED 
Regulatory Actions
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Formerly Known As
• GOLDMAN SACHS GROUP L P THE
 
History
 Status Effective Date
BTIG LLC 
• PRINCIPAL APPROVED 08/25/2008 
GOLDMAN SACHS & CO 
• PRINCIPAL APPROVED 02/21/1995 
• PRINCIPAL PENDING 07/12/1994 
GOLDMAN SACHS 2001 LIQUIDITY ADVSRS LLC 
• PRINCIPAL WITHDRAWN 04/16/2004 
• PRINCIPAL APPROVED 10/04/2001 
• PRINCIPAL PENDING 09/21/2001 
GOLDMAN SACHS ASSET MANAGEMENT LP 
• PRINCIPAL APPROVED 05/01/2003 
GOLDMAN SACHS ASSET MGMT INTL 
• PRINCIPAL WITHDRAWN 03/19/1999 
• PRINCIPAL APPROVED 07/01/1992 
• PRINCIPAL PENDING 05/05/1992 
GOLDMAN SACHS BANK USA 
• PRINCIPAL APPROVED 12/21/2012 
• PRINCIPAL PENDING 12/16/2012 
GOLDMAN SACHS DO BRASIL BANCO MULTIPLO SA 
• PRINCIPAL WITHDRAWN 08/14/2016 
• PRINCIPAL APPROVED 08/26/2014 
• PRINCIPAL PENDING 08/25/2014 
GOLDMAN SACHS EXECUTION & CLEARING LP 
• PRINCIPAL WITHDRAWN 08/27/2016 
• PRINCIPAL APPROVED 11/14/2001 
• PRINCIPAL ENDED WITH SLK LLC11/13/2001 
• PRINCIPAL COMPLETE WITH SLK LLC11/10/2000 
GOLDMAN SACHS FINANCIAL MARKETS LP 
• PRINCIPAL APPROVED 12/21/2012 
• PRINCIPAL PENDING 12/15/2012 
GOLDMAN SACHS HEDGE FUND STRATEGIES LLC 
• PRINCIPAL APPROVED 05/22/1997 
• PRINCIPAL PENDING 05/13/1997 
GOLDMAN SACHS INVESTMENT PARTNERS GP LLC 
• PRINCIPAL WITHDRAWN 03/01/2013 
• PRINCIPAL APPROVED 12/11/2007 
GOLDMAN SACHS MANAGEMENT PARTNERS LP 
• PRINCIPAL WITHDRAWN 02/03/2012 
• PRINCIPAL APPROVED 01/18/1991 
• PRINCIPAL PENDING 12/05/1990 
GS INVESTMENT STRATEGIES LLC 
• PRINCIPAL APPROVED 12/11/2006 
GS PENSION MANAGEMENT COMPANY 
• PRINCIPAL WITHDRAWN 01/17/2006 
• PRINCIPAL APPROVED 01/15/1996 
• PRINCIPAL PENDING 11/25/1995 
GSA CLEARING LP 
• PRINCIPAL WITHDRAWN 02/22/2002 
• PRINCIPAL ENDED WITH GSA CLEARING CORPORATION10/23/2001 
• PRINCIPAL COMPLETE WITH GSA CLEARING CORPORATION12/01/1994 
• PRINCIPAL APPROVED 11/08/1993 
• PRINCIPAL PENDING 07/13/1992 
LIBERTY HARBOR I GP LLC 
• PRINCIPAL WITHDRAWN 09/21/2011 
• PRINCIPAL APPROVED 05/04/2007 
PATTERSON CAPITAL MARKETS LTD 
• PRINCIPAL WITHDRAWN 11/29/2006 
• PRINCIPAL APPROVED 11/10/2005 
PHZ CAPITAL PARTNERS LIMITED PARTNERSHIP 
• PRINCIPAL ENDED WITH GOLDMAN SACHS PRINCETON LLC10/23/2001 
• PRINCIPAL COMPLETE WITH GOLDMAN SACHS PRINCETON LLC03/30/1998 
 
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