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| | | ALSO SEE NFA ID 0013940 | | | | INTRODUCING BROKER REGISTERED | | NFA MEMBER APPROVED |
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| | IB GUARANTEED BY RJ OBRIEN ASSOCIATES LLC
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| | | Firm has on-exchange futures and/or options customer accounts | Yes | | Firm is soliciting customers | Yes | | Firm manages futures or options customer accounts | No | | Firm operates commodity pools | No | | Firm is engaged in retail off-exchange foreign currency futures and/or options | No |
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| | 778 PELICAN BAY DRIVE DAYTONA BEACH, FL 32119 UNITED STATES (386) 767-8411 | | | | |
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| | | ALSO SEE NFA ID 0013940 | | | | INTRODUCING BROKER REGISTERED | 05/25/1994 | | NFA MEMBER APPROVED | 05/18/1994 | | INTRODUCING BROKER TEMPORARY LICENSE | 05/18/1994 | | INTRODUCING BROKER PENDING | 05/17/1994 | | NFA MEMBER PENDING | 05/17/1994 | | COMMODITY TRADING ADVISOR WITHDRAWN | 04/30/1994 | | NFA MEMBER WITHDRAWN | 04/30/1994 | | COMMODITY TRADING ADVISOR REGISTERED | 04/19/1993 | | NFA MEMBER APPROVED | 04/19/1993 | | COMMODITY TRADING ADVISOR PENDING | 03/24/1993 | | NFA MEMBER PENDING | 03/24/1993 | | | | | |