| ZANER GROUP LLC |
| SWAP ASSOCIATED PERSON APPROVED | 03/01/2013 |
| SWAP ASSOCIATED PERSON PENDING | 02/25/2013 |
| FOREX ASSOCIATED PERSON APPROVED | 09/22/2010 |
| FOREX ASSOCIATED PERSON PENDING | 09/17/2010 |
| PRINCIPAL APPROVED | 02/18/1998 |
| ASSOCIATED PERSON REGISTERED | 07/25/1997 |
| NFA ASSOCIATE MEMBER APPROVED | 07/08/1997 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 07/08/1997 |
| ASSOCIATED PERSON PENDING | 06/26/1997 |
| NFA ASSOCIATE MEMBER PENDING | 06/26/1997 |