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Details

STEVEN CHO NFA ID: 0453940

Current Status
KINGS PEAK ASSET MANAGEMENT LP 
• SWAP ASSOCIATED PERSON APPROVED 
• NFA ASSOCIATE MEMBER APPROVED 
• ASSOCIATED PERSON REGISTERED 
• PRINCIPAL APPROVED 
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
GOLDMAN SACHS & CO 
• PRINCIPAL WITHDRAWN 02/28/2014 
• PRINCIPAL APPROVED 02/24/2014 
• PRINCIPAL PENDING 05/08/2013 
GOLDMAN SACHS BANK USA 
• PRINCIPAL WITHDRAWN 02/28/2014 
• PRINCIPAL APPROVED 02/24/2014 
• PRINCIPAL PENDING 05/08/2013 
GOLDMAN SACHS MITSUI MARINE DERIVATIVE PRODUCTS LP 
• PRINCIPAL WITHDRAWN 02/28/2014 
• PRINCIPAL APPROVED 02/24/2014 
• PRINCIPAL PENDING 05/08/2013 
J ARON & COMPANY 
• PRINCIPAL WITHDRAWN 02/28/2014 
• PRINCIPAL APPROVED 02/24/2014 
• PRINCIPAL PENDING 12/28/2012 
KINGS PEAK ASSET MANAGEMENT LP 
• SWAP ASSOCIATED PERSON APPROVED 08/04/2014 
• NFA ASSOCIATE MEMBER APPROVED 08/04/2014 
• ASSOCIATED PERSON REGISTERED 08/04/2014 
• PRINCIPAL APPROVED 07/10/2014 
• SWAP ASSOCIATED PERSON PENDING 07/03/2014 
• NFA ASSOCIATE MEMBER PENDING 07/03/2014 
• ASSOCIATED PERSON PENDING 07/03/2014 
• PRINCIPAL PENDING 07/03/2014 
 
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