| PEREGRINE ASSET MANAGEMENT INC |
| ASSOCIATED PERSON WITHDRAWN | 04/30/2013 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 04/30/2013 |
| PRINCIPAL WITHDRAWN | 04/30/2013 |
| PRINCIPAL APPROVED | 05/02/2011 |
| ASSOCIATED PERSON REGISTERED | 03/15/2011 |
| NFA ASSOCIATE MEMBER APPROVED | 03/10/2011 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 03/10/2011 |