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JOHN CHRISTIAN JENSEN NFA ID: 0227821

Current Status
HERITAGE WEST FINANCIAL INC 
• NFA ASSOCIATE MEMBER APPROVED 
• ASSOCIATED PERSON REGISTERED 
• PRINCIPAL APPROVED 
Regulatory Actions
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CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
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Respondent1
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CFTC Reparations Cases
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Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED10/27/2002
SECURITY FUTURES PRINCIPAL TRAINING COMPLETED10/28/2002
History
 Status Effective Date
C & S TRADING INC 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/11/1990 
• ASSOCIATED PERSON WITHDRAWN 04/11/1990 
• ASSOCIATED PERSON REGISTERED 02/16/1990 
• NFA ASSOCIATE MEMBER APPROVED 01/11/1990 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/11/1990 
HERITAGE WEST CAPITAL MANAGEMENT LLC 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/29/2016 
• ASSOCIATED PERSON WITHDRAWN 11/29/2016 
• PRINCIPAL WITHDRAWN 11/29/2016 
• NFA ASSOCIATE MEMBER APPROVED 06/08/2011 
• ASSOCIATED PERSON REGISTERED 06/08/2011 
• PRINCIPAL APPROVED 06/08/2011 
• NFA ASSOCIATE MEMBER PENDING 06/07/2011 
• ASSOCIATED PERSON PENDING 06/07/2011 
• PRINCIPAL PENDING 06/07/2011 
HERITAGE WEST FINANCIAL INC 
• BRANCH MANAGER WITHDRAWN 09/20/1994 
• BRANCH MANAGER APPROVED 01/09/1993 
• BRANCH MANAGER PENDING 12/01/1992 
• NFA ASSOCIATE MEMBER APPROVED 04/11/1990 
• ASSOCIATED PERSON REGISTERED 04/11/1990 
• PRINCIPAL APPROVED 04/11/1990 
• ASSOCIATED PERSON PENDING 03/26/1990 
• NFA ASSOCIATE MEMBER PENDING 03/26/1990 
• PRINCIPAL PENDING 03/26/1990 
 
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