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Details

CARRINGTON FINANCIAL CORP NFA ID: 0240380

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA2
CFTC1
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent1
details...
 
CFTC Reparations Cases
Total9
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Formerly Known As
No other names
 
Business Address
2875 NE 191 ST
SUITE 701
AVENTURA, FL  33180
UNITED STATES
(305) 933-0221
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• INTRODUCING BROKER REVOKED12/24/1998 
• INTRODUCING BROKER SUSPENDED08/17/1998 
• NFA MEMBER WITHDRAWN04/15/1998 
• INTRODUCING BROKER REGISTERED01/20/1992 
• INTRODUCING BROKER PENDING01/06/1992 
• INTRODUCING BROKER TEMPORARY LICENSE01/06/1992 
• NFA MEMBER APPROVED01/06/1992 
• NFA MEMBER PENDING01/06/1992 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.