| ALSO SEE NFA ID 0255575 |
| |
| BARKLEY FINANCIAL CORP |
| ASSOCIATED PERSON WITHDRAWN | 01/23/2006 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/23/2006 |
| PRINCIPAL WITHDRAWN | 09/29/2005 |
| PRINCIPAL APPROVED | 08/27/1997 |
| ASSOCIATED PERSON REGISTERED | 12/12/1995 |
| NFA ASSOCIATE MEMBER APPROVED | 10/16/1995 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 10/16/1995 |
| CONCORDE TRADING GROUP INC |
| ASSOCIATED PERSON WITHDRAWN | 03/22/1994 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/22/1994 |
| ASSOCIATED PERSON REGISTERED | 07/02/1990 |
| NFA ASSOCIATE MEMBER APPROVED | 05/14/1990 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 05/14/1990 |
| FSG INTERNATIONAL INCORPORATED |
| ASSOCIATED PERSON WITHDRAWN | 10/13/1995 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/13/1995 |
| ASSOCIATED PERSON REGISTERED | 05/12/1994 |
| NFA ASSOCIATE MEMBER APPROVED | 03/22/1994 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 03/22/1994 |
| INTERNATIONAL TRADING GROUP LTD |
| ASSOCIATED PERSON WITHDRAWN | 09/12/1988 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/12/1988 |
| ASSOCIATED PERSON REGISTERED | 08/20/1986 |
| NFA ASSOCIATE MEMBER APPROVED | 08/19/1986 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 08/19/1986 |
| ASSOCIATED PERSON PENDING | 04/09/1986 |
| NFA ASSOCIATE MEMBER PENDING | 04/09/1986 |
| JCC INC |
| ASSOCIATED PERSON WITHDRAWN | 05/02/1990 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/02/1990 |
| ASSOCIATED PERSON REGISTERED | 10/20/1989 |
| NFA ASSOCIATE MEMBER APPROVED | 10/03/1989 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 10/03/1989 |
| KNIGHTSBRIDGE TRADING GROUP INCORPORATED |
| ASSOCIATED PERSON WITHDRAWN | 10/03/1989 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/03/1989 |
| ASSOCIATED PERSON REGISTERED | 08/18/1989 |
| NFA ASSOCIATE MEMBER APPROVED | 07/05/1989 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 07/05/1989 |
| MCCULLOUGH RANDALL LANE |
| PRINCIPAL WITHDRAWN | 08/07/2003 |
| PRINCIPAL APPROVED | 05/24/1994 |
| PRINCIPAL PENDING | 04/06/1994 |
| RYAN BRADLEY & CO INC |
| ASSOCIATED PERSON WITHDRAWN | 07/05/1989 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/05/1989 |
| ASSOCIATED PERSON REGISTERED | 11/10/1988 |
| NFA ASSOCIATE MEMBER APPROVED | 11/02/1988 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 11/02/1988 |
| ASSOCIATED PERSON PENDING | 10/06/1988 |
| NFA ASSOCIATE MEMBER PENDING | 10/06/1988 |
| STERLING INTERNATIONAL COMMODITIES |
| ASSOCIATED PERSON WITHDRAWN | 05/02/2007 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/02/2007 |
| BRANCH MANAGER WITHDRAWN | 05/02/2007 |
| BRANCH MANAGER APPROVED | 02/07/2006 |
| BRANCH MANAGER PENDING | 02/02/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 01/20/2006 |
| ASSOCIATED PERSON REGISTERED | 01/20/2006 |