Skip Navigation Links

Details

MARTIN JAMES CAPITAL MANAGEMENT INC NFA ID: 0236162

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
Formerly Known As
• ASSET ALLOCATION INC
 
Business Address
1 W ILLINOIS STREET
SUITE 285
ST CHARLES, IL  60174
UNITED STATES
(630) 587-4900
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• NFA MEMBER WITHDRAWN09/08/2002 
• COMMODITY TRADING ADVISOR WITHDRAWN09/08/2002 
• COMMODITY POOL OPERATOR WITHDRAWN09/08/2002 
• COMMODITY TRADING ADVISOR REGISTERED02/12/1997 
• COMMODITY TRADING ADVISOR PENDING01/08/1997 
• COMMODITY TRADING ADVISOR WITHDRAWN07/22/1996 
• COMMODITY TRADING ADVISOR REGISTERED11/15/1995 
• NFA MEMBER APPROVED04/27/1991 
• COMMODITY POOL OPERATOR REGISTERED04/27/1991 
• COMMODITY POOL OPERATOR PENDING04/18/1991 
• NFA MEMBER PENDING04/18/1991 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.