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Details

JAMES JOHN MOORE NFA ID: 0311925

Current Status
NO CURRENT STATUS
Regulatory Actions
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CFTC0
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED10/30/2002
History
 Status Effective Date
INVESTCORE PARTNERS 
• PRINCIPAL WITHDRAWN 12/31/2014 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/31/2014 
• ASSOCIATED PERSON WITHDRAWN 12/31/2014 
• PRINCIPAL APPROVED 04/30/2012 
• ASSOCIATED PERSON REGISTERED 05/25/2007 
• NFA ASSOCIATE MEMBER APPROVED 05/07/2007 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/07/2007 
SIDABOYZ INC 
• ASSOCIATED PERSON WITHDRAWN 05/27/2005 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/27/2005 
• ASSOCIATED PERSON REGISTERED 09/05/2001 
• NFA ASSOCIATE MEMBER APPROVED 08/09/2001 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/09/2001 
STALWART FINANCIAL INC 
• PRINCIPAL PENDING STATUS WITHDRAWN 01/11/2007 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 01/11/2007 
• PRINCIPAL PENDING 10/13/2006 
• ASSOCIATED PERSON PENDING 10/13/2006 
 
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