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FRANCIS PAUL MILLER NFA ID: 0225842 Current Status • ALSO SEE NFA ID 0225825  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 1 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 03/18/2006 SECURITY FUTURES PRINCIPAL TRAINING COMPLETED 03/18/2006 Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • ALSO SEE NFA ID 0225825    • COMMODITY TRADING ADVISOR WITHDRAWN 06/04/2006  • COMMODITY TRADING ADVISOR REGISTERED 03/29/2005  • COMMODITY TRADING ADVISOR PENDING 03/22/2005  • COMMODITY TRADING ADVISOR PENDING STATUS WITHDRAWN 05/17/2004  • COMMODITY TRADING ADVISOR PENDING 02/17/2004  ALARON TRADING CORPORATION  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 05/05/2003  • NFA ASSOCIATE MEMBER WITHDRAWN 05/05/2003  • ASSOCIATED PERSON TEMPORARY LICENSE 04/04/2003  • NFA ASSOCIATE MEMBER APPROVED 04/04/2003  ATLANTIC MERCANTILE GROUP INC  • ASSOCIATED PERSON WITHDRAWN 08/28/1990  • NFA ASSOCIATE MEMBER WITHDRAWN 08/28/1990  • ASSOCIATED PERSON REGISTERED 07/25/1990  • NFA ASSOCIATE MEMBER APPROVED 06/15/1990  • ASSOCIATED PERSON TEMPORARY LICENSE 06/15/1990  COMMODITY TRADERS OF AMERICA  • PRINCIPAL WITHDRAWN 09/08/2002  • NFA ASSOCIATE MEMBER WITHDRAWN 09/08/2002  • ASSOCIATED PERSON WITHDRAWN 09/08/2002  • PRINCIPAL APPROVED 05/02/2000  • ASSOCIATED PERSON REGISTERED 05/02/2000  • NFA ASSOCIATE MEMBER APPROVED 04/10/2000  • ASSOCIATED PERSON TEMPORARY LICENSE 04/10/2000  • ASSOCIATED PERSON PENDING 04/10/2000  • NFA ASSOCIATE MEMBER PENDING 04/10/2000  • PRINCIPAL PENDING 04/10/2000  FIRST FINANCIAL TRADING GROUP  • ASSOCIATED PERSON WITHDRAWN 01/22/1999  • NFA ASSOCIATE MEMBER WITHDRAWN 01/22/1999  • ASSOCIATED PERSON REGISTERED 02/11/1998  • NFA ASSOCIATE MEMBER APPROVED 02/11/1998  • ASSOCIATED PERSON PENDING 12/29/1997  • NFA ASSOCIATE MEMBER PENDING 12/29/1997  FIRST FINANCIAL TRADING LIMITED INC  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 07/13/1996  • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 07/13/1996  • ASSOCIATED PERSON PENDING 04/29/1996  • NFA ASSOCIATE MEMBER PENDING 04/29/1996  GLOBAL FUTURES HOLDINGS INC  • ASSOCIATED PERSON WITHDRAWN 01/18/1993  • NFA ASSOCIATE MEMBER WITHDRAWN 01/18/1993  • ASSOCIATED PERSON REGISTERED 11/05/1992  • NFA ASSOCIATE MEMBER APPROVED 11/05/1992  GRANDVIEW HOLDING CORP  • ASSOCIATED PERSON WITHDRAWN 06/29/1993  • NFA ASSOCIATE MEMBER WITHDRAWN 06/29/1993  • ASSOCIATED PERSON REGISTERED 05/10/1993  • NFA ASSOCIATE MEMBER APPROVED 05/10/1993  INTERNATIONAL MERCANTILE GROUP  • ASSOCIATED PERSON WITHDRAWN 01/12/1996  • NFA ASSOCIATE MEMBER WITHDRAWN 01/12/1996  • PRINCIPAL WITHDRAWN 01/12/1996  • ASSOCIATED PERSON REGISTERED 11/08/1994  • PRINCIPAL APPROVED 11/08/1994  • NFA ASSOCIATE MEMBER APPROVED 10/11/1994  • ASSOCIATED PERSON TEMPORARY LICENSE 10/11/1994  • ASSOCIATED PERSON PENDING 09/15/1994  • NFA ASSOCIATE MEMBER PENDING 09/15/1994  • PRINCIPAL PENDING 09/15/1994  MAJESTIC COMMODITY CORPORATION  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 02/01/2005  • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 02/01/2005  • ASSOCIATED PERSON PENDING 01/27/2005  • NFA ASSOCIATE MEMBER PENDING 01/27/2005  MILLER FRANCIS PAUL  • ASSOCIATED PERSON WITHDRAWN 09/01/1993  • NFA ASSOCIATE MEMBER WITHDRAWN 09/01/1993  • PRINCIPAL WITHDRAWN 09/01/1993  • ASSOCIATED PERSON REGISTERED 06/22/1990  • NFA ASSOCIATE MEMBER APPROVED 06/22/1990  • PRINCIPAL APPROVED 06/22/1990  • ASSOCIATED PERSON PENDING 01/12/1990  • NFA ASSOCIATE MEMBER PENDING 01/12/1990  • PRINCIPAL PENDING 09/28/1989  MILLER GROUP LLC THE  • PRINCIPAL WITHDRAWN 11/11/2008  • ASSOCIATED PERSON WITHDRAWN 11/11/2008  • NFA ASSOCIATE MEMBER EXPELLED 11/06/2008  • ASSOCIATED PERSON REGISTERED 03/23/2006  • NFA ASSOCIATE MEMBER APPROVED 03/23/2006  • PRINCIPAL APPROVED 03/14/2006  • NFA ASSOCIATE MEMBER PENDING 03/14/2006  • ASSOCIATED PERSON PENDING 03/14/2006  MILLER, FRANCIS PAUL  • PRINCIPAL WITHDRAWN 06/04/2006  • ASSOCIATED PERSON WITHDRAWN 03/14/2006  • ASSOCIATED PERSON REGISTERED 03/29/2005  • PRINCIPAL APPROVED 03/29/2005  • ASSOCIATED PERSON PENDING 03/22/2005  • PRINCIPAL PENDING 03/22/2005  • PRINCIPAL PENDING STATUS WITHDRAWN 05/17/2004  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 05/17/2004  • PRINCIPAL PENDING 02/17/2004  • ASSOCIATED PERSON PENDING 02/17/2004  PACIFIC MERCANTILE COMPANY  • ASSOCIATED PERSON WITHDRAWN 10/02/1992  • NFA ASSOCIATE MEMBER WITHDRAWN 10/02/1992  • PRINCIPAL WITHDRAWN 09/12/1992  • ASSOCIATED PERSON REGISTERED 08/19/1992  • NFA ASSOCIATE MEMBER APPROVED 08/19/1992  • PRINCIPAL APPROVED 08/19/1992  • ASSOCIATED PERSON PENDING 08/06/1992  • NFA ASSOCIATE MEMBER PENDING 08/06/1992  • PRINCIPAL PENDING 08/06/1992