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Details

J ROBERT COLLINS NFA ID: 0015203

Current Status
• FLOOR BROKER REGISTERED 
ROSENTHAL COLLINS GROUP LLC 
• ASSOCIATED PERSON REGISTERED 
• NFA ASSOCIATE MEMBER APPROVED 
• PRINCIPAL APPROVED 
Trading Privileges
• GRANTED AT CHICAGO MERCANTILE EXCHANGE
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
• FLOOR BROKER REGISTERED01/01/1982 
COLLINS CAPITAL MANAGEMENT INC 
• PRINCIPAL WITHDRAWN 08/02/2000 
• PRINCIPAL APPROVED 04/19/1984 
COLLINS COMMODITIES 
• PRINCIPAL WITHDRAWN 05/28/1992 
• PRINCIPAL APPROVED 12/10/1975 
FIRST UNITED NATIONWIDE LLC 
• ASSOCIATED PERSON WITHDRAWN 02/01/2000 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/01/2000 
• PRINCIPAL WITHDRAWN 02/01/2000 
• ASSOCIATED PERSON REGISTERED 01/16/1996 
• NFA ASSOCIATE MEMBER APPROVED 01/16/1996 
• PRINCIPAL APPROVED 01/16/1996 
• NFA ASSOCIATE MEMBER PENDING 12/20/1995 
• ASSOCIATED PERSON PENDING 12/12/1995 
• PRINCIPAL PENDING 12/12/1995 
FOUR OAKS ASSET MANAGEMENT LLC 
• PRINCIPAL WITHDRAWN 01/05/2012 
• PRINCIPAL APPROVED 10/09/2006 
• PRINCIPAL PENDING 07/13/2006 
GANN W D FINANCIAL SERVICES INC 
• PRINCIPAL WITHDRAWN 06/05/1989 
• PRINCIPAL APPROVED 10/27/1988 
• PRINCIPAL PENDING 10/17/1988 
ING US SEC FUTURES & OPTIONS INC 
• BRANCH MANAGER WITHDRAWN 02/15/1994 
• PRINCIPAL WITHDRAWN 02/15/1994 
• BRANCH MANAGER APPROVED 07/13/1992 
• PRINCIPAL APPROVED 10/23/1990 
INTL NEDERLANDEN US SEC DERIV CLRNG INC 
• PRINCIPAL ENDED WITH INTL NEDERLANDEN US DERIVATIVES CLRNG IN02/11/1994 
• PRINCIPAL WITHDRAWN 01/14/1994 
• PRINCIPAL COMPLETE WITH INTL NEDERLANDEN US DERIVATIVES CLRNG IN01/04/1993 
• PRINCIPAL APPROVED 01/04/1993 
• PRINCIPAL ADDED WITH INTL NEDERLANDEN US DERIVATIVES CLRNG IN11/24/1992 
• PRINCIPAL PENDING 11/05/1992 
QUINCY ASSET ALLOCATION INC 
• ASSOCIATED PERSON WITHDRAWN 01/23/1995 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/23/1995 
• ASSOCIATED PERSON REGISTERED 05/16/1991 
• NFA ASSOCIATE MEMBER APPROVED 05/16/1991 
QUINCY FUTURES MANAGEMENT INC 
• ASSOCIATED PERSON WITHDRAWN 01/23/1995 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/23/1995 
• PRINCIPAL WITHDRAWN 01/23/1995 
• ASSOCIATED PERSON REGISTERED 08/10/1990 
• NFA ASSOCIATE MEMBER APPROVED 08/10/1990 
• PRINCIPAL APPROVED 08/10/1990 
• ASSOCIATED PERSON PENDING 07/16/1990 
• NFA ASSOCIATE MEMBER PENDING 07/16/1990 
• PRINCIPAL PENDING 07/16/1990 
QUINCY OPTIONS MANAGEMENT INC 
• ASSOCIATED PERSON WITHDRAWN 04/01/1991 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/01/1991 
• PRINCIPAL WITHDRAWN 04/01/1991 
• ASSOCIATED PERSON REGISTERED 08/10/1990 
• NFA ASSOCIATE MEMBER APPROVED 08/10/1990 
• PRINCIPAL APPROVED 08/10/1990 
• ASSOCIATED PERSON PENDING 06/19/1990 
• NFA ASSOCIATE MEMBER PENDING 06/19/1990 
• PRINCIPAL PENDING 06/19/1990 
RCI ADVISORY SERVICES LLC 
• PRINCIPAL WITHDRAWN 07/04/2010 
• PRINCIPAL APPROVED 12/04/2007 
REPUBLIC SECURITIES INC 
• PRINCIPAL WITHDRAWN 04/26/1996 
• PRINCIPAL APPROVED 08/24/1988 
• PRINCIPAL PENDING 05/01/1987 
ROSENTHAL CAPITAL LTD 
• PRINCIPAL WITHDRAWN 12/31/1993 
• PRINCIPAL APPROVED 10/30/1989 
• PRINCIPAL PENDING 10/23/1989 
ROSENTHAL COLLINS FUTURES MANAGEMENT INC 
• PRINCIPAL WITHDRAWN 05/10/2004 
• PRINCIPAL APPROVED 09/09/1998 
• PRINCIPAL PENDING STATUS WITHDRAWN 08/06/1998 
• PRINCIPAL PENDING 05/20/1998 
ROSENTHAL COLLINS GROUP LLC 
• ASSOCIATED PERSON REGISTERED 02/02/1995 
• NFA ASSOCIATE MEMBER APPROVED 02/02/1995 
• ASSOCIATED PERSON PENDING 01/27/1995 
• NFA ASSOCIATE MEMBER PENDING 01/27/1995 
• PRINCIPAL APPROVED 07/01/1988 
ROSENTHAL COLLINS SECURITIES LLC 
• PRINCIPAL ENDED WITH ROSENTHAL COLLINS HOLDINGS LLC11/29/2001 
• PRINCIPAL COMPLETE WITH ROSENTHAL COLLINS HOLDINGS LLC10/21/1996 
• PRINCIPAL ADDED WITH ROSENTHAL COLLINS HOLDINGS LLC10/08/1996 
ROSENTHAL GLOBAL SECURITIES LLC 
• PRINCIPAL WITHDRAWN 04/08/2012 
• PRINCIPAL APPROVED 06/03/2009 
VIRGINIA FUTURES MANAGEMENT CORP 
• PRINCIPAL WITHDRAWN 07/01/1994 
• PRINCIPAL APPROVED 09/28/1992 
ZABINSKY ASSET MANAGEMENT INC 
• PRINCIPAL WITHDRAWN 09/30/1992 
• PRINCIPAL APPROVED 07/13/1990 
• PRINCIPAL PENDING 05/21/1990 
 
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