Details

J ROBERT COLLINS NFA ID: 0015203 Current Status • FLOOR BROKER REGISTERED  ROSENTHAL COLLINS GROUP LLC  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  • PRINCIPAL APPROVED  Trading Privileges • GRANTED AT CHICAGO MERCANTILE EXCHANGE Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 1 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date • FLOOR BROKER REGISTERED 01/01/1982  COLLINS CAPITAL MANAGEMENT INC  • PRINCIPAL WITHDRAWN 08/02/2000  • PRINCIPAL APPROVED 04/19/1984  COLLINS COMMODITIES  • PRINCIPAL WITHDRAWN 05/28/1992  • PRINCIPAL APPROVED 12/10/1975  FIRST UNITED NATIONWIDE LLC  • ASSOCIATED PERSON WITHDRAWN 02/01/2000  • NFA ASSOCIATE MEMBER WITHDRAWN 02/01/2000  • PRINCIPAL WITHDRAWN 02/01/2000  • ASSOCIATED PERSON REGISTERED 01/16/1996  • NFA ASSOCIATE MEMBER APPROVED 01/16/1996  • PRINCIPAL APPROVED 01/16/1996  • NFA ASSOCIATE MEMBER PENDING 12/20/1995  • ASSOCIATED PERSON PENDING 12/12/1995  • PRINCIPAL PENDING 12/12/1995  FOUR OAKS ASSET MANAGEMENT LLC  • PRINCIPAL WITHDRAWN 01/05/2012  • PRINCIPAL APPROVED 10/09/2006  • PRINCIPAL PENDING 07/13/2006  GANN W D FINANCIAL SERVICES INC  • PRINCIPAL WITHDRAWN 06/05/1989  • PRINCIPAL APPROVED 10/27/1988  • PRINCIPAL PENDING 10/17/1988  ING US SEC FUTURES & OPTIONS INC  • BRANCH MANAGER WITHDRAWN 02/15/1994  • PRINCIPAL WITHDRAWN 02/15/1994  • BRANCH MANAGER APPROVED 07/13/1992  • PRINCIPAL APPROVED 10/23/1990  INTL NEDERLANDEN US SEC DERIV CLRNG INC  • PRINCIPAL ENDED WITH INTL NEDERLANDEN US DERIVATIVES CLRNG IN 02/11/1994  • PRINCIPAL WITHDRAWN 01/14/1994  • PRINCIPAL COMPLETE WITH INTL NEDERLANDEN US DERIVATIVES CLRNG IN 01/04/1993  • PRINCIPAL APPROVED 01/04/1993  • PRINCIPAL ADDED WITH INTL NEDERLANDEN US DERIVATIVES CLRNG IN 11/24/1992  • PRINCIPAL PENDING 11/05/1992  QUINCY ASSET ALLOCATION INC  • ASSOCIATED PERSON WITHDRAWN 01/23/1995  • NFA ASSOCIATE MEMBER WITHDRAWN 01/23/1995  • ASSOCIATED PERSON REGISTERED 05/16/1991  • NFA ASSOCIATE MEMBER APPROVED 05/16/1991  QUINCY FUTURES MANAGEMENT INC  • ASSOCIATED PERSON WITHDRAWN 01/23/1995  • NFA ASSOCIATE MEMBER WITHDRAWN 01/23/1995  • PRINCIPAL WITHDRAWN 01/23/1995  • ASSOCIATED PERSON REGISTERED 08/10/1990  • NFA ASSOCIATE MEMBER APPROVED 08/10/1990  • PRINCIPAL APPROVED 08/10/1990  • ASSOCIATED PERSON PENDING 07/16/1990  • NFA ASSOCIATE MEMBER PENDING 07/16/1990  • PRINCIPAL PENDING 07/16/1990  QUINCY OPTIONS MANAGEMENT INC  • ASSOCIATED PERSON WITHDRAWN 04/01/1991  • NFA ASSOCIATE MEMBER WITHDRAWN 04/01/1991  • PRINCIPAL WITHDRAWN 04/01/1991  • ASSOCIATED PERSON REGISTERED 08/10/1990  • NFA ASSOCIATE MEMBER APPROVED 08/10/1990  • PRINCIPAL APPROVED 08/10/1990  • ASSOCIATED PERSON PENDING 06/19/1990  • NFA ASSOCIATE MEMBER PENDING 06/19/1990  • PRINCIPAL PENDING 06/19/1990  RCI ADVISORY SERVICES LLC  • PRINCIPAL WITHDRAWN 07/04/2010  • PRINCIPAL APPROVED 12/04/2007  REPUBLIC SECURITIES INC  • PRINCIPAL WITHDRAWN 04/26/1996  • PRINCIPAL APPROVED 08/24/1988  • PRINCIPAL PENDING 05/01/1987  ROSENTHAL CAPITAL LTD  • PRINCIPAL WITHDRAWN 12/31/1993  • PRINCIPAL APPROVED 10/30/1989  • PRINCIPAL PENDING 10/23/1989  ROSENTHAL COLLINS FUTURES MANAGEMENT INC  • PRINCIPAL WITHDRAWN 05/10/2004  • PRINCIPAL APPROVED 09/09/1998  • PRINCIPAL PENDING STATUS WITHDRAWN 08/06/1998  • PRINCIPAL PENDING 05/20/1998  ROSENTHAL COLLINS GROUP LLC  • ASSOCIATED PERSON REGISTERED 02/02/1995  • NFA ASSOCIATE MEMBER APPROVED 02/02/1995  • ASSOCIATED PERSON PENDING 01/27/1995  • NFA ASSOCIATE MEMBER PENDING 01/27/1995  • PRINCIPAL APPROVED 07/01/1988  ROSENTHAL COLLINS SECURITIES LLC  • PRINCIPAL ENDED WITH ROSENTHAL COLLINS HOLDINGS LLC 11/29/2001  • PRINCIPAL COMPLETE WITH ROSENTHAL COLLINS HOLDINGS LLC 10/21/1996  • PRINCIPAL ADDED WITH ROSENTHAL COLLINS HOLDINGS LLC 10/08/1996  ROSENTHAL GLOBAL SECURITIES LLC  • PRINCIPAL WITHDRAWN 04/08/2012  • PRINCIPAL APPROVED 06/03/2009  VIRGINIA FUTURES MANAGEMENT CORP  • PRINCIPAL WITHDRAWN 07/01/1994  • PRINCIPAL APPROVED 09/28/1992  ZABINSKY ASSET MANAGEMENT INC  • PRINCIPAL WITHDRAWN 09/30/1992  • PRINCIPAL APPROVED 07/13/1990  • PRINCIPAL PENDING 05/21/1990