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ASPEN TRADING ADVISORS LLC NFA ID: 0314218

Current Status
NO CURRENT STATUS
Regulatory Actions
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Formerly Known As
• COMPASS TRADING ADVISORS LLC
 
Business Address
THE FINANCIAL PLAZA IN UNION SQUARE
225 UNION BLVD., STE. 500
LAKEWOOD, CO  80228
UNITED STATES
(303) 940-7777
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• COMMODITY TRADING ADVISOR WITHDRAWN04/04/2010 
• COMMODITY POOL OPERATOR WITHDRAWN04/04/2010 
• NFA MEMBER WITHDRAWN03/14/2010 
• COMMODITY TRADING ADVISOR REGISTERED01/04/2002 
• COMMODITY POOL OPERATOR REGISTERED01/04/2002 
• NFA MEMBER APPROVED01/04/2002 
• COMMODITY POOL OPERATOR PENDING11/28/2001 
• COMMODITY TRADING ADVISOR PENDING11/28/2001 
• NFA MEMBER PENDING11/28/2001 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.