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ASPEN TRADING ADVISORS LLC NFA ID: 0314218 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As • COMPASS TRADING ADVISORS LLC   Business Address THE FINANCIAL PLAZA IN UNION SQUARE 225 UNION BLVD., STE. 500 LAKEWOOD, CO  80228 UNITED STATES (303) 940-7777 Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • COMMODITY TRADING ADVISOR WITHDRAWN 04/04/2010  • COMMODITY POOL OPERATOR WITHDRAWN 04/04/2010  • NFA MEMBER WITHDRAWN 03/14/2010  • COMMODITY TRADING ADVISOR REGISTERED 01/04/2002  • COMMODITY POOL OPERATOR REGISTERED 01/04/2002  • NFA MEMBER APPROVED 01/04/2002  • COMMODITY POOL OPERATOR PENDING 11/28/2001  • COMMODITY TRADING ADVISOR PENDING 11/28/2001  • NFA MEMBER PENDING 11/28/2001