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| | | NFA MEMBER APPROVED | | COMMODITY TRADING ADVISOR REGISTERED |
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| | | Firm has on-exchange futures and/or options customer accounts | Yes | | Firm is soliciting customers | Yes | | Firm manages futures or options customer accounts | Yes | | Firm operates commodity pools | No | | Firm is engaged in retail off-exchange foreign currency futures and/or options | Yes |
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| | 200 SOUTH WACKER DRIVE 31ST FLOOR CHICAGO, IL 60606 UNITED STATES 312-207-2000 | | | | |
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| | | FOREX FIRM WITHDRAWN | 07/21/2012 | | FOREX FIRM APPROVED | 10/15/2010 | | FOREX FIRM PENDING | 10/14/2010 | | NFA MEMBER APPROVED | 05/09/2007 | | COMMODITY TRADING ADVISOR REGISTERED | 05/09/2007 | | NFA MEMBER PENDING | 05/08/2007 | | COMMODITY TRADING ADVISOR PENDING | 05/08/2007 | | | | | |