| NFA MEMBER WITHDRAWN | 09/17/2010 |
| INTRODUCING BROKER WITHDRAWN | 09/17/2010 |
| INTRODUCING BROKER REGISTERED | 05/13/2010 |
| FUTURES COMMISSION MERCHANT WITHDRAWN | 05/13/2010 |
| INTRODUCING BROKER PENDING | 04/12/2010 |
| NFA MEMBER APPROVED | 06/23/2008 |
| FUTURES COMMISSION MERCHANT REGISTERED | 06/23/2008 |
| NFA MEMBER PENDING | 10/31/2007 |
| FUTURES COMMISSION MERCHANT PENDING | 10/31/2007 |