| AGRI MANAGEMENT SYSTEMS INC |
| ASSOCIATED PERSON WITHDRAWN | 04/09/1997 |
| BRANCH MANAGER WITHDRAWN | 04/09/1997 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 04/09/1997 |
| BRANCH MANAGER APPROVED | 03/07/1991 |
| ASSOCIATED PERSON REGISTERED | 01/07/1991 |
| NFA ASSOCIATE MEMBER APPROVED | 11/16/1990 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 11/16/1990 |
| AGWEST COMMODITIES LLC |
| ASSOCIATED PERSON REGISTERED | 03/27/2001 |
| NFA ASSOCIATE MEMBER APPROVED | 03/27/2001 |
| PRINCIPAL APPROVED | 03/27/2001 |
| ASSOCIATED PERSON PENDING | 03/16/2001 |
| NFA ASSOCIATE MEMBER PENDING | 03/16/2001 |
| PRINCIPAL PENDING | 03/16/2001 |
| AGWEST ENERGY LLC |
| PRINCIPAL WITHDRAWN | 06/17/2009 |
| PRINCIPAL APPROVED | 08/29/2003 |
| PRINCIPAL PENDING | 08/28/2003 |
| FIRST CAPITOL AG INC |
| ASSOCIATED PERSON WITHDRAWN | 03/19/2001 |
| BRANCH MANAGER WITHDRAWN | 03/19/2001 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/19/2001 |
| BRANCH MANAGER APPROVED | 08/03/1999 |
| ASSOCIATED PERSON REGISTERED | 07/30/1999 |
| NFA ASSOCIATE MEMBER APPROVED | 07/30/1999 |
| FIRST CAPITOL GROUP LLC |
| ASSOCIATED PERSON WITHDRAWN | 06/01/2001 |
| BRANCH MANAGER WITHDRAWN | 06/01/2001 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/01/2001 |
| BRANCH MANAGER APPROVED | 12/20/2000 |
| ASSOCIATED PERSON REGISTERED | 10/30/2000 |
| NFA ASSOCIATE MEMBER APPROVED | 10/30/2000 |
| ASSOCIATED PERSON PENDING | 10/25/2000 |
| NFA ASSOCIATE MEMBER PENDING | 10/25/2000 |
| KNUTH STEVEN FREDRICK |
| ASSOCIATED PERSON WITHDRAWN | 09/17/1999 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/17/1999 |
| PRINCIPAL WITHDRAWN | 09/17/1999 |
| ASSOCIATED PERSON REGISTERED | 04/29/1997 |
| PRINCIPAL APPROVED | 04/29/1997 |
| NFA ASSOCIATE MEMBER APPROVED | 04/02/1997 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 04/02/1997 |
| ASSOCIATED PERSON PENDING | 03/18/1997 |
| NFA ASSOCIATE MEMBER PENDING | 03/18/1997 |
| PRINCIPAL PENDING | 03/18/1997 |
| TRICO FARM SERVICE INC |
| ASSOCIATED PERSON WITHDRAWN | 05/04/1994 |
| BRANCH MANAGER WITHDRAWN | 05/04/1994 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/04/1994 |
| PRINCIPAL WITHDRAWN | 05/04/1994 |
| NFA ASSOCIATE MEMBER APPROVED | 06/10/1992 |
| ASSOCIATED PERSON REGISTERED | 02/13/1991 |
| BRANCH MANAGER APPROVED | 02/13/1991 |
| PRINCIPAL APPROVED | 02/13/1991 |
| ASSOCIATED PERSON PENDING | 12/11/1990 |
| BRANCH MANAGER PENDING | 11/24/1990 |
| PRINCIPAL PENDING | 11/14/1990 |