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Details

FRANK MICHAEL VECCHIO NFA ID: 0080172

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent1
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CFTC Reparations Cases
Total4
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History
 Status Effective Date
APACHE TRADING CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 12/02/1985 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/02/1985 
• ASSOCIATED PERSON REGISTERED 10/01/1985 
• NFA ASSOCIATE MEMBER APPROVED 10/01/1985 
CHICAGO COMMODITIES INC 
• ASSOCIATED PERSON WITHDRAWN 02/27/1985 
• ASSOCIATED PERSON WITHDRAWN 02/01/1985 
• ASSOCIATED PERSON REGISTERED 02/01/1985 
• ASSOCIATED PERSON PENDING 10/29/1984 
CLAYTON BROKERAGE CO OF ST LOUIS INC 
• ASSOCIATED PERSON WITHDRAWN 08/01/1986 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/01/1986 
• ASSOCIATED PERSON REGISTERED 12/02/1985 
• NFA ASSOCIATE MEMBER APPROVED 12/02/1985 
• ASSOCIATED PERSON WITHDRAWN 09/13/1985 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/13/1985 
• NFA ASSOCIATE MEMBER APPROVED 08/01/1985 
• ASSOCIATED PERSON REGISTERED 03/20/1985 
• ASSOCIATED PERSON WITHDRAWN 10/31/1984 
COMMODITY INVESTMENT GROUP 
• ASSOCIATED PERSON WITHDRAWN 11/22/2002 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/22/2002 
• ASSOCIATED PERSON REGISTERED 11/15/2002 
• ASSOCIATED PERSON TEMPORARY LICENSE 10/28/2002 
• NFA ASSOCIATE MEMBER APPROVED 10/28/2002 
CREDIT SUISSE SECURITIES USA LLC 
• ASSOCIATED PERSON WITHDRAWN 04/20/1983 
CROMWELL FINANCIAL SERVICES INC 
• ASSOCIATED PERSON WITHDRAWN 01/26/2004 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/26/2004 
• ASSOCIATED PERSON REGISTERED 02/22/2003 
• NFA ASSOCIATE MEMBER APPROVED 11/20/2002 
• ASSOCIATED PERSON TEMPORARY LICENSE 11/20/2002 
• ASSOCIATED PERSON WITHDRAWN 10/28/2002 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/28/2002 
• ASSOCIATED PERSON TEMPORARY LICENSE 10/24/2002 
• NFA ASSOCIATE MEMBER APPROVED 10/24/2002 
FIRST COMMODITY CORP OF BOSTON 
• ASSOCIATED PERSON WITHDRAWN 04/30/1985 
• ASSOCIATED PERSON REGISTERED 04/30/1985 
• ASSOCIATED PERSON WITHDRAWN 04/02/1984 
RANDOLPH J GINSBERG INTRODUCING BROKERAGE INC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 08/10/2005 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 08/10/2005 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/14/2005 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 04/14/2005 
• NFA ASSOCIATE MEMBER PENDING 04/14/2005 
• ASSOCIATED PERSON PENDING 04/14/2005 
• NFA ASSOCIATE MEMBER APPROVED 03/24/2005 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/24/2005 
UNIVERSAL COMMODITY CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 08/29/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/29/2007 
• ASSOCIATED PERSON REGISTERED 02/15/2007 
• NFA ASSOCIATE MEMBER APPROVED 01/31/2007 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/31/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/06/2006 
• ASSOCIATED PERSON WITHDRAWN 10/06/2006 
• NFA ASSOCIATE MEMBER APPROVED 03/20/2006 
• ASSOCIATED PERSON REGISTERED 03/20/2006 
• NFA ASSOCIATE MEMBER PENDING 03/06/2006 
• ASSOCIATED PERSON PENDING 03/06/2006 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 08/17/2005 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 08/17/2005 
• ASSOCIATED PERSON PENDING 08/09/2005 
• NFA ASSOCIATE MEMBER PENDING 08/09/2005 
• ASSOCIATED PERSON WITHDRAWN 11/29/2004 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/29/2004 
• NFA ASSOCIATE MEMBER APPROVED 01/12/2004 
• ASSOCIATED PERSON REGISTERED 01/12/2004 
 
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