| APACHE TRADING CORPORATION |
| ASSOCIATED PERSON WITHDRAWN | 12/02/1985 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/02/1985 |
| ASSOCIATED PERSON REGISTERED | 10/01/1985 |
| NFA ASSOCIATE MEMBER APPROVED | 10/01/1985 |
| CHICAGO COMMODITIES INC |
| ASSOCIATED PERSON WITHDRAWN | 02/27/1985 |
| ASSOCIATED PERSON WITHDRAWN | 02/01/1985 |
| ASSOCIATED PERSON REGISTERED | 02/01/1985 |
| ASSOCIATED PERSON PENDING | 10/29/1984 |
| CLAYTON BROKERAGE CO OF ST LOUIS INC |
| ASSOCIATED PERSON WITHDRAWN | 08/01/1986 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/01/1986 |
| ASSOCIATED PERSON REGISTERED | 12/02/1985 |
| NFA ASSOCIATE MEMBER APPROVED | 12/02/1985 |
| ASSOCIATED PERSON WITHDRAWN | 09/13/1985 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/13/1985 |
| NFA ASSOCIATE MEMBER APPROVED | 08/01/1985 |
| ASSOCIATED PERSON REGISTERED | 03/20/1985 |
| ASSOCIATED PERSON WITHDRAWN | 10/31/1984 |
| COMMODITY INVESTMENT GROUP |
| ASSOCIATED PERSON WITHDRAWN | 11/22/2002 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 11/22/2002 |
| ASSOCIATED PERSON REGISTERED | 11/15/2002 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 10/28/2002 |
| NFA ASSOCIATE MEMBER APPROVED | 10/28/2002 |
| CREDIT SUISSE SECURITIES USA LLC |
| ASSOCIATED PERSON WITHDRAWN | 04/20/1983 |
| CROMWELL FINANCIAL SERVICES INC |
| ASSOCIATED PERSON WITHDRAWN | 01/26/2004 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/26/2004 |
| ASSOCIATED PERSON REGISTERED | 02/22/2003 |
| NFA ASSOCIATE MEMBER APPROVED | 11/20/2002 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 11/20/2002 |
| ASSOCIATED PERSON WITHDRAWN | 10/28/2002 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/28/2002 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 10/24/2002 |
| NFA ASSOCIATE MEMBER APPROVED | 10/24/2002 |
| FIRST COMMODITY CORP OF BOSTON |
| ASSOCIATED PERSON WITHDRAWN | 04/30/1985 |
| ASSOCIATED PERSON REGISTERED | 04/30/1985 |
| ASSOCIATED PERSON WITHDRAWN | 04/02/1984 |
| RANDOLPH J GINSBERG INTRODUCING BROKERAGE INC |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 08/10/2005 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 08/10/2005 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 04/14/2005 |
| ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN | 04/14/2005 |
| NFA ASSOCIATE MEMBER PENDING | 04/14/2005 |
| ASSOCIATED PERSON PENDING | 04/14/2005 |
| NFA ASSOCIATE MEMBER APPROVED | 03/24/2005 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 03/24/2005 |
| UNIVERSAL COMMODITY CORPORATION |
| ASSOCIATED PERSON WITHDRAWN | 08/29/2007 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/29/2007 |
| ASSOCIATED PERSON REGISTERED | 02/15/2007 |
| NFA ASSOCIATE MEMBER APPROVED | 01/31/2007 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 01/31/2007 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/06/2006 |
| ASSOCIATED PERSON WITHDRAWN | 10/06/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 03/20/2006 |
| ASSOCIATED PERSON REGISTERED | 03/20/2006 |
| NFA ASSOCIATE MEMBER PENDING | 03/06/2006 |
| ASSOCIATED PERSON PENDING | 03/06/2006 |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 08/17/2005 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 08/17/2005 |
| ASSOCIATED PERSON PENDING | 08/09/2005 |
| NFA ASSOCIATE MEMBER PENDING | 08/09/2005 |
| ASSOCIATED PERSON WITHDRAWN | 11/29/2004 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 11/29/2004 |
| NFA ASSOCIATE MEMBER APPROVED | 01/12/2004 |
| ASSOCIATED PERSON REGISTERED | 01/12/2004 |