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Details

JOHN EDWARD WALSH NFA ID: 0277351

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA2
CFTC1
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent3
details...
 
CFTC Reparations Cases
Total4
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Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• COMMODITY TRADING ADVISOR PENDING STATUS WITHDRAWN12/29/2004 
• COMMODITY TRADING ADVISOR PENDING08/19/2004 
CITIGROUP GLOBAL MARKETS INC 
• ASSOCIATED PERSON WITHDRAWN 03/08/2002 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/08/2002 
• ASSOCIATED PERSON REGISTERED 08/30/2001 
• NFA ASSOCIATE MEMBER APPROVED 07/25/2001 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/25/2001 
COMMERZ FUTURES LLC 
• ASSOCIATED PERSON WITHDRAWN 10/31/2000 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/31/2000 
• ASSOCIATED PERSON REGISTERED 05/22/1997 
• NFA ASSOCIATE MEMBER APPROVED 05/22/1997 
• ASSOCIATED PERSON PENDING 02/21/1997 
• NFA ASSOCIATE MEMBER PENDING 02/21/1997 
FCSTONE LLC 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/03/2004 
• ASSOCIATED PERSON WITHDRAWN 12/03/2004 
• ASSOCIATED PERSON REGISTERED 12/18/2002 
• NFA ASSOCIATE MEMBER APPROVED 11/01/2002 
• ASSOCIATED PERSON TEMPORARY LICENSE 11/01/2002 
JOHN E WALSH LLC 
• PRINCIPAL WITHDRAWN 05/02/2007 
• ASSOCIATED PERSON WITHDRAWN 05/02/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/02/2007 
• NFA ASSOCIATE MEMBER APPROVED 08/15/2005 
• NFA ASSOCIATE MEMBER PENDING 08/10/2005 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 04/06/2005 
• ASSOCIATED PERSON REGISTERED 01/06/2005 
• PRINCIPAL APPROVED 01/06/2005 
• NFA ASSOCIATE MEMBER PENDING 01/06/2005 
• PRINCIPAL PENDING 01/06/2005 
• ASSOCIATED PERSON PENDING 12/17/2004 
ONE WORLD CAPITAL GROUP 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/30/2007 
• ASSOCIATED PERSON WITHDRAWN 11/30/2007 
• PRINCIPAL WITHDRAWN 11/30/2007 
• BRANCH MANAGER WITHDRAWN 05/16/2007 
• NFA ASSOCIATE MEMBER APPROVED 12/06/2005 
• BRANCH MANAGER APPROVED 12/06/2005 
• ASSOCIATED PERSON REGISTERED 12/06/2005 
• PRINCIPAL APPROVED 09/21/2005 
• NFA ASSOCIATE MEMBER PENDING 09/21/2005 
• BRANCH MANAGER PENDING 09/21/2005 
• ASSOCIATED PERSON PENDING 09/21/2005 
ROSENTHAL COLLINS GROUP LLC 
• ASSOCIATED PERSON WITHDRAWN 08/16/2005 
• BRANCH MANAGER WITHDRAWN 08/16/2005 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/16/2005 
• BRANCH MANAGER APPROVED 04/25/2005 
• ASSOCIATED PERSON REGISTERED 02/22/2005 
• NFA ASSOCIATE MEMBER APPROVED 02/22/2005 
 
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