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JOHN EDWARD WALSH NFA ID: 0277351 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 2 CFTC 1 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 3 details...   CFTC Reparations Cases Total 4 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • COMMODITY TRADING ADVISOR PENDING STATUS WITHDRAWN 12/29/2004  • COMMODITY TRADING ADVISOR PENDING 08/19/2004  CITIGROUP GLOBAL MARKETS INC  • ASSOCIATED PERSON WITHDRAWN 03/08/2002  • NFA ASSOCIATE MEMBER WITHDRAWN 03/08/2002  • ASSOCIATED PERSON REGISTERED 08/30/2001  • NFA ASSOCIATE MEMBER APPROVED 07/25/2001  • ASSOCIATED PERSON TEMPORARY LICENSE 07/25/2001  COMMERZ FUTURES LLC  • ASSOCIATED PERSON WITHDRAWN 10/31/2000  • NFA ASSOCIATE MEMBER WITHDRAWN 10/31/2000  • ASSOCIATED PERSON REGISTERED 05/22/1997  • NFA ASSOCIATE MEMBER APPROVED 05/22/1997  • ASSOCIATED PERSON PENDING 02/21/1997  • NFA ASSOCIATE MEMBER PENDING 02/21/1997  FCSTONE LLC  • NFA ASSOCIATE MEMBER WITHDRAWN 12/03/2004  • ASSOCIATED PERSON WITHDRAWN 12/03/2004  • ASSOCIATED PERSON REGISTERED 12/18/2002  • NFA ASSOCIATE MEMBER APPROVED 11/01/2002  • ASSOCIATED PERSON TEMPORARY LICENSE 11/01/2002  JOHN E WALSH LLC  • PRINCIPAL WITHDRAWN 05/02/2007  • ASSOCIATED PERSON WITHDRAWN 05/02/2007  • NFA ASSOCIATE MEMBER WITHDRAWN 05/02/2007  • NFA ASSOCIATE MEMBER APPROVED 08/15/2005  • NFA ASSOCIATE MEMBER PENDING 08/10/2005  • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 04/06/2005  • ASSOCIATED PERSON REGISTERED 01/06/2005  • PRINCIPAL APPROVED 01/06/2005  • NFA ASSOCIATE MEMBER PENDING 01/06/2005  • PRINCIPAL PENDING 01/06/2005  • ASSOCIATED PERSON PENDING 12/17/2004  ONE WORLD CAPITAL GROUP  • NFA ASSOCIATE MEMBER WITHDRAWN 11/30/2007  • ASSOCIATED PERSON WITHDRAWN 11/30/2007  • PRINCIPAL WITHDRAWN 11/30/2007  • BRANCH MANAGER WITHDRAWN 05/16/2007  • NFA ASSOCIATE MEMBER APPROVED 12/06/2005  • BRANCH MANAGER APPROVED 12/06/2005  • ASSOCIATED PERSON REGISTERED 12/06/2005  • PRINCIPAL APPROVED 09/21/2005  • NFA ASSOCIATE MEMBER PENDING 09/21/2005  • BRANCH MANAGER PENDING 09/21/2005  • ASSOCIATED PERSON PENDING 09/21/2005  ROSENTHAL COLLINS GROUP LLC  • ASSOCIATED PERSON WITHDRAWN 08/16/2005  • BRANCH MANAGER WITHDRAWN 08/16/2005  • NFA ASSOCIATE MEMBER WITHDRAWN 08/16/2005  • BRANCH MANAGER APPROVED 04/25/2005  • ASSOCIATED PERSON REGISTERED 02/22/2005  • NFA ASSOCIATE MEMBER APPROVED 02/22/2005