| COMMODITY TRADING ADVISOR WITHDRAWN | 01/04/2007 |
| NFA MEMBER WITHDRAWN | 01/04/2007 |
| NFA MEMBER APPROVED | 10/04/2005 |
| COMMODITY TRADING ADVISOR REGISTERED | 10/04/2005 |
| NFA MEMBER PENDING | 08/29/2005 |
| COMMODITY TRADING ADVISOR PENDING | 08/28/2005 |
| 11 TRADING INC |
| PRINCIPAL WITHDRAWN | 07/08/2007 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/08/2007 |
| ASSOCIATED PERSON WITHDRAWN | 07/08/2007 |
| NFA ASSOCIATE MEMBER SUSPENDED | 05/16/2007 |
| ASSOCIATED PERSON REGISTERED | 05/09/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 05/09/2006 |
| PRINCIPAL APPROVED | 03/24/2006 |
| NFA ASSOCIATE MEMBER PENDING | 03/24/2006 |
| ASSOCIATED PERSON PENDING | 03/24/2006 |
| EIGER INVESTMENT GROUP |
| PRINCIPAL WITHDRAWN | 05/13/2009 |
| ASSOCIATED PERSON WITHDRAWN | 05/13/2009 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/10/2008 |
| NFA ASSOCIATE MEMBER SUSPENDED | 05/16/2007 |
| ASSOCIATED PERSON REGISTERED | 02/21/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 02/21/2006 |
| PRINCIPAL APPROVED | 02/16/2006 |
| ASSOCIATED PERSON PENDING | 02/16/2006 |
| FUTURES TRADING ACADEMY INC |
| PRINCIPAL WITHDRAWN | 09/24/2003 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/24/2003 |
| ASSOCIATED PERSON WITHDRAWN | 09/24/2003 |
| PRINCIPAL APPROVED | 06/07/2002 |
| ASSOCIATED PERSON REGISTERED | 06/07/2002 |
| NFA ASSOCIATE MEMBER APPROVED | 05/13/2002 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 05/13/2002 |
| ASSOCIATED PERSON PENDING | 04/30/2002 |
| NFA ASSOCIATE MEMBER PENDING | 04/30/2002 |
| PRINCIPAL PENDING | 04/30/2002 |
| HEIERLE, JOERG |
| PRINCIPAL WITHDRAWN | 01/04/2007 |
| ASSOCIATED PERSON WITHDRAWN | 01/04/2007 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/04/2007 |
| ASSOCIATED PERSON REGISTERED | 03/29/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 03/29/2006 |
| ASSOCIATED PERSON WITHDRAWN | 02/16/2006 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/16/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 10/04/2005 |
| ASSOCIATED PERSON REGISTERED | 10/04/2005 |
| PRINCIPAL APPROVED | 10/04/2005 |
| ASSOCIATED PERSON PENDING | 08/29/2005 |
| PRINCIPAL PENDING | 08/29/2005 |
| NFA ASSOCIATE MEMBER PENDING | 08/29/2005 |