| INTRODUCING BROKER PENDING STATUS WITHDRAWN | 02/23/2001 |
| COMMODITY POOL OPERATOR WITHDRAWN | 02/22/2001 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 02/22/2001 |
| FUTURES COMMISSION MERCHANT WITHDRAWN | 02/22/2001 |
| NFA MEMBER EXPELLED | 03/20/1998 |
| COMMODITY POOL OPERATOR SUSPENDED | 08/20/1997 |
| COMMODITY TRADING ADVISOR SUSPENDED | 08/20/1997 |
| FUTURES COMMISSION MERCHANT SUSPENDED | 08/20/1997 |
| NFA MEMBER SUSPENDED | 08/20/1997 |
| INTRODUCING BROKER PENDING | 04/14/1997 |
| FUTURES COMMISSION MERCHANT REGISTERED | 06/27/1988 |
| INTRODUCING BROKER WITHDRAWN | 06/27/1988 |
| FUTURES COMMISSION MERCHANT PENDING | 04/21/1988 |
| INTRODUCING BROKER REGISTERED | 03/12/1985 |
| NFA MEMBER APPROVED | 10/04/1984 |
| COMMODITY POOL OPERATOR REGISTERED | 08/21/1984 |
| COMMODITY TRADING ADVISOR REGISTERED | 08/21/1984 |
| COMMODITY POOL OPERATOR FAILED TO RENEW | 06/30/1984 |
| COMMODITY POOL OPERATOR REGISTERED | 06/12/1984 |