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Details

DOUGLAS LAIRD KELLY NFA ID: 0254145

Current Status
WELLS FARGO ADVISORS FINANCIAL NETWORK LLC 
• PRINCIPAL APPROVED 
WELLS FARGO CLEARING SERVICES LLC 
• PRINCIPAL APPROVED 
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
AG EDWARDS & SONS INC 
• PRINCIPAL WITHDRAWN 02/29/2008 
• PRINCIPAL APPROVED 02/25/1994 
• PRINCIPAL PENDING 01/21/1994 
AGE COMMODITY CLEARING CORP 
• PRINCIPAL WITHDRAWN 03/28/2004 
• PRINCIPAL APPROVED 02/25/1994 
• PRINCIPAL PENDING 02/11/1994 
CERES INVESTMENT COMPANY THE 
• PRINCIPAL WITHDRAWN 06/20/2002 
• PRINCIPAL APPROVED 02/25/1994 
• PRINCIPAL PENDING 02/11/1994 
WELLS FARGO ADVISORS FINANCIAL NETWORK LLC 
• PRINCIPAL APPROVED 05/14/2010 
WELLS FARGO CLEARING SERVICES LLC 
• PRINCIPAL APPROVED 12/07/2007 
• PRINCIPAL PENDING 11/09/2007 
 
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