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DOUGLAS LAIRD KELLY NFA ID: 0254145 Current Status WELLS FARGO ADVISORS FINANCIAL NETWORK LLC  • PRINCIPAL APPROVED  WELLS FARGO ADVISORS LLC  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date AG EDWARDS & SONS INC  • PRINCIPAL WITHDRAWN 02/29/2008  • PRINCIPAL APPROVED 02/25/1994  • PRINCIPAL PENDING 01/21/1994  AGE COMMODITY CLEARING CORP  • PRINCIPAL WITHDRAWN 03/28/2004  • PRINCIPAL APPROVED 02/25/1994  • PRINCIPAL PENDING 02/11/1994  CERES INVESTMENT COMPANY THE  • PRINCIPAL WITHDRAWN 06/20/2002  • PRINCIPAL APPROVED 02/25/1994  • PRINCIPAL PENDING 02/11/1994  WELLS FARGO ADVISORS FINANCIAL NETWORK LLC  • PRINCIPAL APPROVED 05/14/2010  WELLS FARGO ADVISORS LLC  • PRINCIPAL APPROVED 12/07/2007  • PRINCIPAL PENDING 11/09/2007