| INTRODUCING BROKER WITHDRAWN | 10/08/2009 |
| NOTICE BROKER DEALER WITHDRAWN | 01/30/2009 |
| NFA MEMBER WITHDRAWN | 01/30/2009 |
| NOTICE BROKER DEALER REGISTERED | 12/26/2001 |
| INTRODUCING BROKER REGISTERED | 08/31/1998 |
| NFA MEMBER APPROVED | 07/24/1998 |
| INTRODUCING BROKER TEMPORARY LICENSE | 07/24/1998 |
| INTRODUCING BROKER PENDING | 07/14/1998 |
| NFA MEMBER PENDING | 07/14/1998 |